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AN ACT RESPECTING THE ARCHITECTS’ ASSOCIATION OF NEW BRUNSWICK

WHERAS the Architects’ Association of New Brunswick prays that it be enacted as hereinafter set forth;

AND WHEREAS it is desirable, in the interests of the public and members of the architectural profession, to continue the Architects’ Association of New Brunswick as a body corporate for the purpose of advancing and maintaining the standards of architecture in the Province, for governing and regulating those offering architectural services and for the safeguarding of members of the public and the profession;

THEREFORE, Her Majesty, by and with the advice and consent of the Legislative Assembly of New Brunswick, enacts as follows:

PART I – INTERPRETATION

SHORT TITLE

1.

This Act may be cited as the "Architects Act".

DEFINITIONS

2.

In this Act, unless the context otherwise requires:

“annual meeting” means the annual meeting of the members of the Association;

"architect" means a registered member or licensee of the Association and, when used in Part IV of this Act, includes former members, former licensees, and proprietorships, partnerships and corporations which practice or formerly practiced architecture pursuant to section 13;

"Association" means the Architects' Association of New Brunswick;

“Board” means the Board of Examiners of the Association;

“building” means a structure consisting of a wall, roof, and floor, or any one or more of them;

“by-law” means a by-law of the Association;

“Certificate of Practice” means a Certificate of Practice issued pursuant to section 14 of the Act;

“Certificate of Registration” means a Certificate of Registration issued pursuant to section 9 of this Act;

“construction” means the doing of anything in the erection, installation, extension or repair of a building ad includes the installation of a building unit or fabricated or moved from elsewhere, and “constructed” has a corresponding meaning;

“Council” means the Council of the Association;

“Court” means the Provincial Court of New Brunswick, or the Court of Queen’s Bench of New Brunswick, Trial Division, as the context may require;

“Court of Appeal” means the Court of Appeal of New Brunswick;

“design” means a plan, sketch, drawing, graphic representation or specification intended to govern the construction, enlargement or alternation of a building or part of a building and related site development;

“engineer” means an individual who is a member or licensee of the Association of Professional Engineers of the Province of New Brunswick and is authorized to practice engineering in New Brunswick under the Engineering Profession Act;

“Executive Secretary” means the Executive Secretary appointed pursuant to subsection 6(11) of the Act;

“general review”, in relation to the construction, enlargement or alteration of a building, means an examination of the building to determine whether the construction, enlargement or alteration is in general conformity with the design governing the construction, enlargement or alternation, and reporting thereon;

“graphic representation” means a representation produced by electrical, electronic, photographic, hand-drawn, or printing methods, and includes a representation produced on a video display terminal;

“individual” means a natural person;

“Joint Practice Committee” means the Architect-Engineer Joint Practice Committee established pursuant to section 39 of this Act;

“license” means a license issued pursuant to section 10 of this Act;

“licensee” means an individual who holds a license issued pursuant to section 10 of this Act;

“member” means an individual who holds a Certificate of Registration issued pursuant to section 9 of this Act;

“practice of architecture” means

(a) the preparation or provision of a design to govern the construction, enlargement or alteration of a building, or the related site development,
(b) evaluating, advising on, or reporting on the construction, enlargement or alteration of a building, or the related site development, or
(c) a general review of the construction, enlargement or alteration of a building, or the related site development;

“President” means the President of the Association;

“proprietorship” means an individual carrying on business under a name other than his own and in the case of the practice of architecture means an architect engaged in the practice of architecture under a name other than his own;

“Registrar” means the Registrar of the Association;

“registration” means the admission of an individual to membership in the Association and the enrollment of that person’s name in a register maintained pursuant to section 11 of this Act.

PART II – ADMINISTRATION

THE ASSOCIATION

3.1

The Architects’ Association of New Brunswick continued as a body corporate by the New Brunswick Architects’ Act, Chapter 52 of the Statues of New Brunswick 1970 is hereby continued as a body corporate and politic without share capital under the name “Architects’ Association of New Brunswick” and, subject to this Act, has the capacity, rights, powers and privileges of a natural person.

3.2

The Association is continued as a body corporate under the name "Architects' Association of New Brunswick".

3.3

The Association is continued as a body corporate under the name "Architects' Association of New Brunswick".

MEMBERSHIP

4

The membership of the Association shall consist of the classes of members and the qualifications, rights, privileges and obligations thereof as may be prescribed by by-law.

ANNUAL MEETING

5

An annual meeting of the members of the Association shall be held in accordance with the by-laws at such time and place as the Council may determine.

COUNCIL

6.1

The Association shall have a Council who shall control, govern and manage, or supervise the control, government and management, of the business and affairs of the Association and all aspects of the practice of architecture.

6.2

The Council shall consist of not less than five and not more than fifteen members of the Association as prescribed by the by-laws who shall have the qualifications prescribed by the by-laws and shall be elected by the members of the Association at each annual meeting in the manner and for the terms prescribed in the by-laws, together with

(a) The immediate Past-President of the Association,
(b) Not more than two non-members of the Association, if any, qualified and appointed or elected in the manner
prescribed by the by-laws, and
(c) The Registrar, who shall be a member of the Association with the qualifications prescribed by by-law and appointed annually by the other members of the Council.

6.3

A member of Council may be removed from office by resolution of the members duly passed at a meeting of the members called for such purpose.

6.4

The officers of the Association shall consist of a President, a Vice-President, and a Treasurer all of whom shall be members and who shall be elected in the manner and for the terms prescribed in the by-law, by the members of Council from the membership of the Council at the first meeting of the Council held following the annual meeting of the members.

6.5

The President shall be the chief executive officer of the Association and shall preside at all meetings of the members and Council and shall have such other duties and responsibilities as may be prescribed by by-law.

6.6

The Vice-President shall have such duties and responsibilities as may be prescribed by by-law and in the absence or inability of the President to act shall assume the duties and responsibilities of the President.

6.7

The Treasurer shall have such duties and responsibilities as may be prescribed by by-law.

6.8

The Registrar shall have such duties and responsibilities as may be prescribed by by-law.

6.9

In the event that the office of President becomes vacant, the Vice-President shall assume the office of President until the first meeting of Council following the annual meeting.

6.10

In the event of a vacancy in an office of the Association or in Council, other than in the office of the immediate Past-President, the Council may fill such vacancy by the appointment thereto of any duty qualified person.

6.11

The Council may appoint an Executive Secretary of the Association who shall hold office during the pleasure of the Council and who shall have such duties and responsibilities as may be prescribed by by-law.

6.12

The President, Vice-President or Treasurer of the Association may be removed from office by a resolution of the members of Council duly passed by two-thirds majority vote of all members of Council.

BY-LAWS

7.1

The Council may by resolution make by-laws not inconsistent with the provisions of this Act for

(a) the management of the Association and its property and affairs;

(b) the establishment of classes of members and licensees of the Association, and the qualifications, rights, privileges, and obligations thereof, and the acceptance of resignations from membership in the Association;

(c) the duties and responsibilities of officers and employees of the Association; 

(d) the holding of annual and other meetings of the members and of Council and the Rules of Procedure to govern the conduct of such meetings, including when members may vote by proxy and the form thereof;

(e) the discipline and honour of the profession, and the discipline and control of the members, licensees, or persons authorized to practice architecture hereunder;

(f) the fixing, levying, and collecting of annual and other fees or dues from members, licensees or persons authorized to practice architecture hereunder;

(g) the standards for qualification, examination and admission or approval of members or licensees;

(h) the establishment of the form, classes and duration of licenses and the terms and conditions upon which such licenses may be issued;

(i) the establishment of the form, class and duration of Certificates of Practice and the terms and conditions upon which a Certificate of Practice may be issued;

(j) the qualifications, terms, and manner of election of members of Council and officers of the Association, and the acceptance of resignations there from;

(k) the establishment or approval of conditions of engagement between architect and Client;

(l) the establishment of a schedule of recommended minimum fees;

(m) the establishment of standards of practice, professional conduct and advertising, an inspection program, and a Code of Ethics;

(n) the establishment of minimum requirements of professional liability insurance to be maintained by persons entitled to practice architecture hereunder;

(o) the definition of terms used in this Act, or in the by-laws passed pursuant hereto;

(p) the registration of members and licensing of non-members, and the educational, residential and other qualifications of applicants for membership or licensing under this Act;

(q) the qualification of applicants for a Certificate of Practice;

(r) the establishment of a Board of Examiners and rules regarding examinations to be taken by applicants for registration or licensing;

(s) determining the relationship between the Association and any like association outside New Brunswick,

including any central certification board established by like associations in Canada; and

(t) all other purposes respecting and governing such other subjects, matters and things as the Council considers appropriate to advance or protect the interest of the public, the Association, or its members, or to carry out its obligations hereunder.

7.2

Every by-law enacted by the Council shall remain in effect only until confirmed, repealed, or amended by resolution of the members at the next annual meeting of the Association and if not dealt with as such meeting shall no longer be in effect.

7.3

The Council shall cause the text of any by-law enacted by it to be sent to all members with the notice of the annual meeting following such enactment or with the notice of any special or general meeting of the Association called for the purpose of considering the same, and a such meeting the by-law shall be confirmed, repealed or amended by resolution.

7.4

No act or thing done in reliance upon, or right acquired under or pursuant, to, a by-law that is subsequently repealed or amended shall be prejudicially affected by such repeal or amendment.

7.5

The Association shall not be required to publish or file its by-laws, but all the by-laws of the Association shall be available for inspection by any person, free of charge, at the registered office of the Association, at all reasonable times during business hours.

7.6

A certificate purporting to be signed by the Registrar stating that a certain by-law or by-laws of the Association were, on a specified day or during a specified period, duly enacted by-laws of the Association in full force and effect constitutes prima facie evidence in any court of that fact without proof that the person signing it is the Registrar or that it is his signature.

7.7

A resolution in writing, or counterparts of a resolution, signed by all members entitled to vote thereon at a meeting of the members of the Association shall be as valid and effective as if duly passed at a meeting of the members.

7.8

Resolutions in writing, or counterparts of a resolution, signed by all members of Council or a committee or board of Council or of the Association, shall be as valid and effective as if duly passed at a meeting of Council, the committee or the board.

7.9

With the unanimous consent of all members of Council, a member may participate in any meeting of Council by telephone or other communications facilities that permit all persons participating in a meeting to hear each other, and a member of Council participating in a meeting by such means is deemed to be present at the meeting.

7.10

With the unanimous consent of all members of Council, a meeting of Council may be held by conference telephone call or other communications facilities that permit all persons participating in a meeting to hear each other, and all members of Council participating in a meeting by such means are deemed to have been present at a meeting of Council.

PART III - REGISTRATION AND LICENSING

DESIGNATION AS ARCHITECT

8.1

Except as otherwise provided in this Act or in the by-laws, only the members or licensees, or proprietorship, partnerships or corporations holding a Certificate of Practice shall be entitled within New Brunswick to take or use, directly or indirectly, the title or designation “architect”, “registered architect”, “licensed architect”, “qualified architect”, duly qualified architect”, or any like words, initials, or expression.

8.2

The words “architect”, “registered architect”, “duly qualified architect”, “qualified architect”, “licensed architect” or any like words or expressions used alone or in combination with other words or expressions connoting a person recognized by law as an architect entitled to carry on the practice of architecture or connoting a member of the Association, when used in any provision of an Act of the Legislature or any regulation, rule, order or by-law made under an act of the Legislature enacted before or after the enactment of the Act or when used in any public document, shall be read as including a member or licensee of the Association or a person authorized to practice architecture under the provisions of this Act.

8.3

Except as otherwise provided in this Act or in the by-laws, only a member authorized by by-law may represent himself to be a member of the Association, or take or use, in connection with his name, the designation “AANB”.

REGISTRATION

9.1

Upon the approval of Council and upon payment of the prescribed fees, the Registrar shall issue a certificate of Registration as a member to any individual entitled thereto in accordance with this Act or the by-laws.

9.2

A Certificate of Registration shall be issued in the form and in the manner prescribed by by-law and shall be signed by the Registrar or any officer authorized by by-law and bear the seal of the Association.

9.3

The Council may refuse to approve the issuance of a Certificate of Registration unless the applicant has completed the application forms prescribed by the by-laws, fulfilled the requirements of the by-laws respecting applications for membership, and paid the prescribed fee.

LICENSING

10.1

The Council may, on application; approve the issuance of a license to practice architecture in New Brunswick to any individual who is a member in good standing of an Association of Architects recognized by the Council.

10.2

A license shall be issued in such form, and for such period and upon such terms and conditions as this Act or the by-laws may authorize or prescribe and shall be signed by the Registrar and bear the seal of the Association.

10.3

The Council may refuse to approve the issuance of a license unless the applicant has completed the application forms prescribed by the by-laws, fulfilled the requirements of the by-laws respecting applications for a license, and paid the prescribed fee.

REGISTERS

11.1

The Registrar shall maintain a Register of Members, a Register of Licensees, and a Register of approved Proprietorships, Partnerships and Corporations holding Certificates of Practice.

11.2

A Certificate purporting to be signed by the Registrar stating that any person named therein was or was not, on a specified period, a member or licensee of the Association constitutes prima facie evidence in any court of that fact without proof that the person signing it is the Registrar or that it is his signature.

11.3

A Certificate purporting to be signed by the Registrar stating that an architect, proprietorship, partnership or corporation named therein was or was not, on a specified day or during a specified period, the holder of a valid Certificate of Practice issued pursuant to this Act or the by-laws, constitutes prima facie evidence in any court of that fact without proof that the person signing it is the Registrar or that it is his signature.

MEMBER OR LICENSEE PRACTICE

12.1

A member or licensee may practice architecture as an individual in his own name as long as he complies with this Act and the by-laws and holds a valid Certificate of Practice.

12.2

Any member who is an employee of the Governments of New Brunswick or Canada including the Armed Forces or an employee of a Crown Corporation of New Brunswick or Canada, or an employee of a New Brunswick public utility, and who by such service is required to practice as an architect in New Brunswick, may so practice with respect to work directly related to his employment or service without holding a valid Certificate of Practice.

12.3

Any non-resident of New Brunswick who is an employee of the Government of Canada including the Armed Forces and who by such service is required to practice as an architect in New Brunswick, may so practice with respect to work directly related to his employment or service without holding a license or a valid Certificate of Practice and without payment of any fee if he is a member of an Association of Architects of another Province or Territory of Canada having an act of incorporation similar to that of the Association and is authorized to practice architecture in such Province or Territory.

PROPRIETORSHIP/ PARTNERSHIP / CORPORATE PRACTICE

13.1

A proprietorship, partnership or corporation shall not be granted membership in or be a licensee of the Association.

13.2

Members or licensees may practice architecture in a name other than their own and conduct their business as a sole proprietorship if

(a) one of the principal and customary functions of the sole proprietorship is the practice of architecture;

(b) the practice of architecture is carried out under the responsibility and supervision of the principal of the sole proprietorship who is an architect; and

(c) the sole proprietorship holds a valid Certificate of Practice.

13.3

Members or licensees may practice architecture in a name other than their own and conduct their business as partnership with members, licensees, engineers or other individual, or with corporations meeting the requirements of paragraphs 13(4)(a) and (c) if

(a) at least two-thirds of the partners who are individuals are architects or engineers and at least one of whom is an architect;

(b) one of the principal and customary functions of the partnership is the practice of architecture;

(c) the practice of architecture is carried out under the responsibility and supervision of an architect who is a partner, an employee of the partnership or an officer, director, or employee of a corporate partner; and

(d) the partnership holds a valid Certificate of Practice.

13.4

A corporation may practice architecture in its own name or in partnership with a member, licensee, or other corporation if

(a) one of the principal and customary functions of the corporation or of each corporate partner is the practice of architecture;

(b) the practice of architecture is carried out under the responsibility and supervision of a director, officer or employee of the corporation or partnership who is an architect;

(c) at least two-thirds of the directors of the corporation or of each corporate partner are architects or engineers and a least one of whom, for each corporation, is an architect, and the majority of the issued shares of each class of voting shares of the corporation are beneficially owned by and registered in the name of the architects and engineers; and

(d) the corporation holds a valid Certificate of Practice.

13.5

Any non-resident partnership or corporation applying for a Certificate of Practice to practice architecture in New Brunswick shall satisfy the Council that

(a) at least two-thirds of the partners, principals or directors of the partnership or corporation as the case may be are architects or engineers and at least one of who is an architect; and

(b) the majority of the issued shares of each class of voting shares of the corporation are beneficially owned by and registered in the name of architects and engineers.

13.6

Any member, licensee, proprietorship, partnership or corporation holding a valid Certificate of Practice may practice architecture in New Brunswick as part of more comprehensive service which may include construction, engineering, landscaping, surveying, soil testing and analysis, construction inspection, management, finance and computer programming of building construction and operation if the practice of architecture within such comprehensive service is performed under the responsibility and supervision of an architect.

13.7

Any member, licensee, proprietorship, partnership or corporation entitled to practice architecture in New Brunswick who practices architecture as part of a more comprehensive service referred to in subsection (6) shall immediately advise the Association in writing of the name or names under which the architectural services are being offered, the terms of the arrangement under which the services are being offered and the names of the individuals, proprietorships, partnerships, persons, firms or corporations with whom the more comprehensive service is being offered.

CERTIFICATE OF PRACTICE

14.1

The Council shall approve an application for a Certificate of Practice to practice architecture in New Brunswick if it is satisfied that the member, licensee, sole proprietorship, partnership or corporation applying for a Certificate has fulfilled all of the requirements of this Act and the by-laws.

14.2

The Registrar, upon the approval of Council, shall issue a Certificate of Practice in the form and signed in the manner prescribed by by-law.

14.3

A Certificate of Practice is no longer valid and becomes void when the member, licensee, sole proprietorship, partnership or corporation to which it was issued undergoes any changes which would result in the member, licensee, sole proprietorship, partnership or corporation being ineligible to receive a Certificate of Practice under the provisions of this Act or by-laws.

14.4

No person shall practice architecture in New Brunswick unless that person holds a valid Certificate of Practice.

14.5

No individual practicing architecture in New Brunswick shall be entitled to recover any charge in any court of law for any service included within the practice of architecture unless he was a member or licensee of the Association and held a valid Certificate of Practice at the time the services were performed.

14.6

No proprietorship, partnership or corporation shall be entitled to recover any charge in any court of law for any service included within the practice of architecture unless the proprietorship, partnership or corporation held a valid Certificate of Practice at the time the services were performed.

STAMPS

15.1

The Council shall issue to every member or licensee who holds a Certificate of Practice a stamp of a design prescribed by by-law.

15.2

The Council shall issue to every proprietorship, partnership or corporation which holds a Certificate of Practice a stamp of design prescribed by by-law.

15.3

Unless exempted by by-law, every member or licensee practicing architecture in New Brunswick in his own name shall sign, date, and affix his stamp to all designs, specifications, reports, contracts, and other documents pertaining to the practice of architecture which have been prepared by the member or licensee, or under the direct supervision of the member or licensee.

15.4

Unless exempted by by-law, every sole proprietorship, partnership, or corporation practising architecture in New Brunswick shall

(a) date and affix its stamp to all designs, specifications, reports, contracts, and other documents pertaining to the practice of architecture which have been prepared by the proprietorship, partnership, or corporation; and

(b) have all such designs, specifications, reports, contracts, and other documents signed by a member or licensee if the Association designated on the Certificate of Practice.

15.5

Every person authorized to practice architecture under this Act who fails to sign and affix their stamp to a final construction document, as required by this section, is guilty of professional misconduct.

PART IV - DISCIPLINE

COMPLAINTS

16.1

In this Part “complaint” means any complaint, report or allegation in writing and signed by the complainant regarding the conduct, actions, competence, character fitness, health or ability of an architects or any similar complaint, report or allegation initiated by Council of its own motion.

16.2

All complaints against an architect which are received or initiated by the Council shall be forwarded forthwith to the Registrar, who shall mail by registered or certified mail or otherwise cause to be delivered to the architect, at his last know address, a copy of the complaint, inviting him to respond in writing to the Registrar regarding the complaint.

16.3

Within sixty days from the date on which the Registrar received the complaint, the Registrar shall, in an informal manner, consider and investigate the complaint and, upon the completion of such investigation as he deems necessary, the Registrar may make recommendations to the complainant and the architect in question as the how the complaint may be resolved and, in any event, shall report to Council and send a copy of such report to the architect.

16.4

If at any time the Registrar considers the subject matter complained of to be of sufficient importance, whether or not the Registrar has made recommendations pursuant to subsection (3), or if the complaint has not been resolved by his recommendations, the Registrar shall immediately refer the complaint to Council.

16.5

The Council may, in its absolute discretion, after considering the report of the Registrar on his investigation of the complaint

(a) appoint a Committee of Inquiry consisting of a Chairman and two other members, all of whom shall be members of the Association and not members of Council, to deal with the complaint by means of a Disciplinary Hearing pursuant to the procedure set out in this Act and the by-laws, or

(b) take no further action with respect to the complaint.

POWERS OF INVESTIGATION

17.1

If the Council in its absolute discretion at any time after the receipt or institution of a complaint deems it necessary or advisable, it may with out a hearing, require the architect in respect of whom a complaint is made to submit to a physical or mental health examination by such qualified person or persons as the Council may designate, and if the architect fails to submit to any such examination, the Council may, without further notice, revoke or suspend the architect’s Certificate of Practice, membership or license until he does so.

17.2

If the Council in its absolute discretion at any time after the receipt or institution of a complaint deems it necessary or advisable, it may with out a hearing, require the architect in respect of whom a complaint is made to undergo such examinations as the Council may designate in order to determine whether the architect has adequate skill and knowledge to practice architecture, and if the architect fails to undergo any such examination, the Council may, without further notice, revoke or suspend the architect’s Certificate of Practice, membership or license until he does so.

17..3

If the Council in its absolute discretion at any time after the receipt or institution of a complaint deems it necessary or advisable, it may without a hearing, require any architect to produce records and documents in his possession or custody or under his control or in the possession or custody or control of any corporation of which he is a director officer or shareholder, and if the architect fails to produce such records and documents the Council may without further notice revoke or suspend the architect’s Certificate of Practice, membership or license until he does so, unless the architect is by law prohibited from producing such records and documents.

17.4

If the Council in its absolute discretion at any time after the receipt or institution of a complaint deems it necessary or advisable, it may with out a hearing require any architect to submit to an audit or other examination of its business, books and records by such person or persons as the Council may designate, and if the architect fails to submit to such audit or examination, the Council may, without further notice revoke or suspend the Certificate of Practice membership, or license of the member, licensee, proprietorship, partnership or corporation, until it so submits.

17.5

Where Council revokes or suspends a Certificate of Practice, membership, or license pursuant to this section the person whose Certificate of Practice, membership or license has been suspended or revoked may, by notice in writing to the Registrar, require Council to reconsider its decision and Council shall within 7 days of receipt of notice, hold a hearing and shall render a decision within 7 days of the hearing.

17.6

The provisions of Section 18 shall apply to a hearing held pursuant to subsection 17(5) if requested by the person requiring the hearing or if Council directs.

PROCEDURE

18.1

A Committee of Inquiry, when acting pursuant to this Part, shall conduct its proceedings in accordance with its own rules of procedure and may do all things and engage such persons including legal counsel as it deems necessary to provide for the investigation, hearing, and consideration of the complaint, and in no case is the Committee of Inquiry bound to follow the rules of evidence or procedure applicable in judicial proceedings except as hereinafter set out.

18.2

Where a Committee of Inquiry is established for the purpose of a Disciplinary Hearing, the architect concerned shall be entitled to at least fourteen days’ notice of the hearing, which notice may be given by personal service, or by registered or certified mail in accordance with the applicable provisions of section 38 hereof, in the discretion of the Registrar.

18.3

Upon the application of

(a) the architect concerned,

(b) a member of the Committee of Inquiry, or

(c) legal counsel for the Committee of Inquiry.

and on payment of any fees prescribed by the Rules of Court, the Registrar of the Association or any Clerk of the Court of Queen’s Bench of New Brunswick shall sign and issue a Summons to Witness for the purpose of procuring and compelling the attendance and evidence of witnesses and the production of things relating to matters in question before the Committee of Inquiry.

18.4

A Summons to Witness which is issued pursuant to this section shall be equally enforceable and shall have equal effect as if issued pursuant to the Rules of Court, and the Rules of Court with respect to the attendance of witnesses shall be deemed to apply, mutatis mutandis, to a Summons to Witness issued pursuant to this section.

18.5

The testimony of witnesses shall be taken under oath or solemn affirmation which any member of the Committee of Inquiry is authorized to administer, or testimony may be taken by affidavit or otherwise, if the witness is not available for attendance.

18.6

If the architect whose conduct is being investigated fails to appear in answer to the notice at the time and place appointed, the hearing may proceed in his absence.

18.7

Hearings under this Part shall be held in camera, but if the architect whose conduct is being investigated requests otherwise by a notice in writing delivered to the Registrar before the day fixed for the hearing, the Committee of Inquiry may in its absolute discretion conduct the hearing in public or otherwise as it seems fit.

18.8

The Committee of Inquiry may adjourn any hearing at any time, and from time to time.

18.9

At any hearing pursuant to this Part, the architect in question

(a) may present evidence or make representations in either English or French;

(b) may be represented by legal counsel at his own expense;

(c) shall be entitled to a full right to examine, cross-examine, and re-examine witnesses in accordance with the rules of procedure established by the Committee of Inquiry; and

(d) shall be entitled to receive copies of all documents presented to the Committee of Inquiry in connection with the complaint or investigation unless such documents are privileged by law.

18.10

Upon the request of the architect in question at least 7 days prior to the hearing or upon the direction of the Committee of Inquiry the oral evidence submitted at a hearing shall be taken down in writing or by any other method authorized by the Evidence Act.

18.11

Notwithstanding the death of a member of a Committee of Inquiry, or his disability or inability to act or continue to act with respect to a hearing in progress, such hearing may continue with the remaining two members whose decision shall constitute and be for all purposes a decision of the Committee of Inquiry, or if the taking of evidence has not commenced at the time when such member of the Committee dies or becomes disabled or unable to continue to act, the Council may in its discretion appoint another member to take the place of such member or reconstitute the Committee of Inquiry.

18.12

In any proceedings pursuant to this Part, the Committee of Inquiry may in its absolute discretion appoint legal counsel to lead the evidence tending to substantiate the complaint, and to advise the Committee on any relevant matter of law or procedure.

PENALTIES

19.1

Following a hearing pursuant to this Part, the Committee of Inquiry may dismiss the complaint, or may find that:

(a) the architect concerned is guilty of conduct unbecoming an architect;

(b) the architect concerned is guilty of professional misconduct;

(c) the architect concerned is guilty of incompetence;

(d) the architect concerned is guilty of negligence in the practice of architecture;

(e) the architect concerned has been found by a Court to be negligent in the practice of architecture;

(f) the architect concerned has contravened this Act or the by-laws;

(g) the architect concerned has been convicted by a court of an offence contrary to this Act;

(h) the architect concerned has obtained registration as a member or has been issued a license or has obtained a Certificate of Practice by fraud, deceit or misrepresentation; or

(i) the complaint has not been substantiated or does not warrant disciplinary action;

and the Committee of Inquiry shall, in any event, deliver a decision in writing to Council and to the architect concerned which shall include a statement of the facts as found by the Committee of Inquiry, the reasons for its finding, and recommendations as to the penalty to be imposed on the architect.

19.2

Upon receiving a report from the Committee of Inquiry pursuant to subsection (1) hereof, and upon hearing submissions from the architect and the Committee of Inquiry with respect to imposition of penalty, if either should wish to make such submissions, the Council may by order do one or more of the following:

(a) reprimand such architect and, if considered proper, direct that the fact of the reprimand be recorded on the register;

(b) suspend the membership, license or Certificate of Practice of such person for such time as the Council considers proper, and direct that the reinstatement of such membership or license or Certificate on the termination of such suspension be subject to such conditions, if any, as the Council considers proper;

(c) direct that the membership or license or Certificate of Practice of such person be cancelled or revoked, and that the name of such person be removed from the appropriate register or registers;

(d) direct that the imposition of any penalty be suspended or postponed for such period and upon such terms as the Council deems proper, and that at the end of such period, and upon the compliance with such terms, that any penalty be remitted;

(e) direct that the decision of the Committee of Inquiry or Council be published in detail or in summary in the official journal of the Association, or in such other manner or medium as the Council considers appropriated in any particular case;

(f) direct that the suspension, cancellation or revocation of membership, license or Certificate of Practice be advertised publicly in such manner as Council may determine;

(g) impose such fine as the Council may consider to be appropriate not exceeding $1,000.00 to be paid by the architect to the Association for use by the Association;

(h) make such other order as it considers just and fair in the circumstances.

COSTS

20.1

The Council, and on appeal, the Court of Appeal, may order that the costs of the Association for any investigation, proceeding, hearing or appeal pursuant to this Act be paid, in whole or in part

(a) by the architect against whom the complaint was made, unless the complaint is dismissed without any decision or order adverse to the architect; or

(b) by the complainant at whose request the complaint was made, or an investigation was commenced where the Council or Court of Appeal is of the opinion that the complaint was frivolous, vexatious or malicious, 

and may make it a condition of the architect’s membership or license, or issuance of a Certificate of Practice to the architect that such costs be paid forthwith.

20.2

The costs including disbursements payable under subsection (1) may be taxed by the Registrar of the Court of Queens Bench or any Clerk thereof as between solicitor and client on filing with the Registrar the order as to costs and payment of any required fees, and judgment may be entered for such taxed costs in Form “A” of this Act, with any necessary modifications.

20.3

Before the hearing of an appeal, where there is reason to believe that the Appellant has not sufficient assets in New Brunswick to pay the costs of the Association if ordered to do so, a judge of the Court of Appeal may order that security for costs be paid to the Association by the Appellant in such amount, or given in such form and upon such terms as may be deemed just.

20.4

For the purposes of this Act, “costs” shall include:

(a) all costs, expenses and disbursements and all legal and other expenses of any kind incurred by the Association, the Council, a Committee of Inquiry, or the Registrar, in relation to an investigation, proceeding, hearing or appeal;

(b) honoraria and expenses paid to the Registrar, members of Council or of a Committee of Inquiry, in relation to an investigation, proceeding, hearing or appeal; and

(c) the legal costs, expenses and disbursements incurred by any other party to an investigation, proceeding, hearing or appeal.

SUSPENSION AND REINSTATEMENT

21.1

Where an architect has had his membership, license or Certificate of Practice suspended, cancelled or revoked under this Part, he shall return to the Association forthwith any certificates or licenses, issued by the Association, and shall return to the Association the stamp issued pursuant to section 15 hereof, and the Registrar shall make a note of such suspension, cancellation or revocation in the proper register or registers.

21.2

Where an architect has been ordered to pay a fine, costs or disbursements pursuant to this Part, and where such fine, costs or disbursements have not been paid in the time provided therefore, the Council may suspend the membership or license or Certificate of Practice of the architect, pending payment by the architect of all monies owing to the Association.

21.3

Where an architect has had his membership, license or Certificate of Practice cancelled or revoked under this Part, he may not apply for membership, licensing, or a Certificate of Practice as the case may be until at least two years from the time of such cancellation or revocation or at least one year from the date of Councils refusal of his most recent application for membership, licensing or a Certificate of Practice.

PART V – APPEALS

APPEALS

22.1

A person against whom a decision or order has been made or a complainant not satisfied with a decision or order made pursuant to Part IV hereof may appeal such decision or order to the Court of Appeal on any ground of appeal that involves a question of penalty or law alone, by filing a Notice of Appeal within thirty days of the date on which notice of the decision or order was personally served or mailed by registered or certified mail to the last know address of the person, in accordance with Section 38.

22.2

The Notice of Appeal referred to in subsection (1) shall be served upon the Registrar, and the record on the appeal shall consist of

(a) the Notice of Hearing referred to in subsection 18(2);

(b) a transcript of the oral evidence if a transcript has been prepared;

(c) such documentary evidence and other things as were received in evidence;

(d) the report and decision of the Committee of Inquiry to the Council; and

(e) the decision of the Council with respect to penalty.

22.3

Except as otherwise provided, appeals under this section shall be in accordance with the practice on appeal from a decision or order of a judge of the Court of Queen’s Bench.

22.4

Upon the hearing of an appeal under this section, the Court of Appeal may make such order as the Council may make or may refer the matter or any part thereof back to the Council or Committee of Inquiry as the case may be, with such directions as the Court deems proper.

PART VI – OFFENCES

INDIVIDUAL – PRACTICE OF ARCHITECTURE

23

Except as provided in this Act or the by-laws, every individual, other than a member or a licensee, who

(a) engages in the practice of architecture;

(b) uses orally or otherwise the title “Architect”, the initials “AANB”, or any name, title, description, or designation that will lead to the belief such a person is an architect;

(c) advertises, holds himself out or conducts himself in any way or in any manner as an architect; or

(d) uses a stamp or seal that will lead to the belief that the person is an architect, 

and does not hold a valid Certificate of Practice, is guilty of an offence, punishable on summary conviction.

PARTNERSHIP & CORPORATION – PRACTICE OF ARCHITECTURE

24

Where a sole proprietorship, partnership or corporation not holding a valid Certificate of Practice,

(a) engages in the practice of architecture;

(b) uses orally or otherwise the title “Architect” or any name, title, description, or designation that will lead to the belief that it is entitled to practice architecture;

(c) advertises, holds itself out or conducts itself in any way or in such manner as to lead to the belief that it is entitled to practice architecture; or

(d) uses a stamp or seal that will lead to the belief that it is entitled to practice architecture;

the sole proprietorship, partnership or the corporation, and every principal, partner, director, or officer thereof having knowledge of the activity, or member or licensee who is an employee thereof and who participates in the activity, is guilty of an offence, punishable on summary conviction

EXCEPTIONS

25.1

Subsections 14(5) and 14(6), and sections 23, 24 and 28 do not apply to

(a) the preparation or provision of a design for the construction, enlargement, or alteration of a building

    (i) that is not more than three storeys and not more than 600 square metres in gross area as constructed, enlarged, or altered, and

    (ii) that is used or intended for business or mercantile occupancy, residential, occupancy, personal services occupancy or industrial occupancy, or a combination thereof,

(b) the preparation or provision of a design for the construction, enlargement or alteration of a building used directly in the extraction, processing, or storage of ore from a mine;

(c) the preparation or provision, under the supervision and direction of a member or licensee of the Association, of a design for the construction, enlargement, or alteration of a building;

(d) the preparation or provision of a design, complying with the provisions of the National Building Code or other applicable building codes, for interior space for a building regardless of occupancy type, including signs, finishes, fixed or loose furnishings, equipment, fixtures and portioning of space and related exterior elements, including signs, finishes and glazed openings used for display purposes, if the design does not, or is not likely to, produce a reduction in the structural integrity of the building or the safety of

    (i) fire safety system or fire separation;

    (ii) main entrance or any public corridor on a floor;

    (iii) the construction or location of an exterior wall; or

    (iv) the usable floor space through the addition of a mezzanine, infill, or other similar element, of the building; and

(e) the preparation or provision of design, complying with the provisions of the National Building Code or other applicable building codes, for alterations within a dwelling unit that do not, or are not likely to, produce a reduction in the structural integrity of the building or the safety of a fire safety system or fire separation, fire walls or persons in the building.


25.2

Sections 23 and 24 hereof do not apply to prevent a person from

(a) evaluating, advising on, or reporting on the construction enlargement or alteration of a building that does not, or is not intended to, take the place of evaluating, advising, or reporting by an architect; or

(b) carrying out a general review of the construction, enlargement or alteration of a building that does not, or is not intended to, take place of a general review by an architect.

25.3

Nothing contained in this Act shall be taken or construed to prohibit or preclude;

(a) subject to section 39 hereof, any engineer who is registered under the Engineering Profession Act from carrying on the practice of architecture in connection with his work as an engineer;

(b) any engineering technician or technologist certified under the Engineering Technology Act from performing work which constitutes the practice of architecture primarily, where an architect takes responsibility for such work;

(c) any interior designer from performing work which constitutes the practice of architecture where an architect takes responsibility for such work; or

(d) any person from practicing any profession or occupation, carrying out any inspection, or working in any trade or calling with respect to which he is registered, licensed, certified, or otherwise authorized under any other public or private Act of the Province of New Brunswick;

or require any person to become registered or licensed, or to hold a Certificate of Practice issued under this Act in order to do any such thing.

MEMBERSHIP

26

Every person who

(a) willfully procures or attempts to procure membership or licensing or a Certificate of a practice under this Act for himself or for another person by making, producing, or causing to be made or produced, any fraudulent representation or declaration, either verbal or written; or

(b) knowingly makes any false statements in any application or declaration signed or filed by him under this Act, is guilty of an offence, punishable on summary conviction.

CONTRAVENTION OF ACT

27

Where a member, licensee, sole proprietorship, partnership or corporation that holds a valid Certificate of Practice practices architecture in contravention of this Act or the by-laws, the member or licensee, or the sole proprietorship, partnership or corporation, and every partner, director or officer thereof having knowledge of the activity, or member or licensee who is an employee thereof and who participates in the activity is guilty of an offence, punishable on summary conviction.

STAMP OFFENCE

28

Every person who uses or relies upon a design, where such design has not been signed and stamped in accordance with the requirements of section 15 hereof, is guilty of an offence punishable on summary conviction.

PENALTY

29.1

Every person who violates any provision of this Act commits an offence punishable on summary conviction and is liable,

(a) for a first offence under this Act, to a fine of not less than $500 and not more than $5000, or to imprisonment for a term not exceeding six months, or to both, and

(b) for a second or any subsequent offence under this Act, to a fine of not less than $1000 and not more than $10,000, or to imprisonment for a term not exceeding six months, or to both.

29.2

Where a violation of any provision of this Act continues for more than one day the offender is guilty of a separate offence for each day that the violation continues.

LIMITATION ON PROSECUTION

30.1

No proceedings shall be instituted for a contravention of any of the provisions of this Act after two years from the date of the commission of such contravention.

30.2

Subsection (1) hereof does not apply to any disciplinary proceedings pursuant to Part IV hereof.

RESTRAINT ORDERS

31.1

In passing sentence for an offence hereunder, the Court may, in addition to fining the person or sentencing him to imprisonment, make an Order restraining the continuation or repetition of the act or acts for which the individual, person proprietorship, partnership or corporation has been convicted.

31.2

A person who is bound by an Order under subsection (1) hereof, and who fails or refuses to comply with such Order, is guilty of a separate offence punishable on Summary Conviction.

INJUNCTION

32.1

Where an individual, person, proprietorship, association of persons, partnership or corporation does or attempts to do anything contrary to the provisions of this Act the doing of such thing may be restrained by an injunction of the Court of Queen’s Bench of New Brunswick at the instance of the Council acting in the name of the Association.

32.2

Where an architect or former architect, or any sole proprietor, partnership or corporation that holds or formerly held a Certificate of Practice, does or attempts to do anything contrary to the provisions of this Act or any by-law of the Association, the doing of such thing may be restrained by an injunction of the Court of Queen’s Bench of New Brunswick at the instance of the Council acting in the name of the Association.

FINES

33.1

All fines and penalties imposed under this Act shall be recoverable, with costs, under the provisions of the Summary Convictions Act.

33.2

Any information for the recovering of any fine or penalty imposed under this Act may be laid by the Registrar of the Association or any member of the Association appointed by the Council.

PAYMENT TO ASSOCIATION

34

All fees, fines, and penalties payable under this Act shall upon being recovered belong to the Association for the use thereof.

EVIDENCE OF OFFENCES

35.1

For the purposes of this Part, proof of the performance of one act in the practice of architecture on one occasion is sufficient to establish that a person has engaged in the practice of architecture.

35.2

In proceedings under this Part, the burden of proving that a person was registered or licensed, or the holder of a valid Certificate of Practice, or that a person was a partner or employee of a partnership, or an officer director or employee of a corporation, holding a valid Certificate of Practice, lies upon such person.

PART VII – GENERAL

IMMUNITY

36

No action or other proceeding for damages shall be instituted against the Association, the Council, a committee of the Association or a member of the Association Council or committee, or an officer, employee, agent or appointee of the Association for any act done in good faith in the performance or intended performance of any duty or in the exercise or the intended exercise of any power under this Act, any previous Act, or a by-law, or for any neglect or default in the performance or exercise in good faith of such duty or power.

LIMITATION OF ACTIONS

37

No action shall be brought against an architect or former architect or proprietorship or partnership or corporation practicing architecture in New Brunswick, or any principal, partner, officer, director or employee thereof, for negligence, malpractice, breach of contract or otherwise by reason of architectural services requested or rendered, except within

(a) two years from the day when, in the matter complained of such professional services terminated;

(b) two years after the person commencing the action knew or ought to have known the facts upon which he alleges negligence, malpractice, breach of contract or other cause of action; or

(c) where the person entitled to bring an action is, at the time the cause of action arises, an infant, a mental incompetent, or a person of unsound mind, two years from the date when such person becomes of full age, or of sound mind, as the case may be,

whichever period is longer.

NOTICE

38

Whenever notice is required or permitted to be made or given pursuant to this Act or the by-laws, any such notice shall be deemed to have been received four days after the mailing by ordinary, registered, or certified, mail or any such notice to the last know residence or office address as shown by the records of the Association of the person to whom it is directed.

PART VIII - ARCHITECT–ENGINEER

ARCHITECT–ENGINEER JOINT PRACTICE COMMITTEE

39.1

There shall be a committee called the “Architect-Engineer Joint Practice Committee” for the purpose of assisting the Association and the Association of Professional Engineers of New Brunswick in the maintenance and development of the professional relationship between the two associations, including the considerations of questions or complaints relating thereto.

39.2

The Committee shall be composed of two members from each Association plus a chairman appointed by the members.

39.3

The Council shall appoint to the Committee two members representing the Association and shall prescribe the term of each appointment.

39.4

The Chairman shall hold office in accordance with the guidelines enacted pursuant to subsection (5) and shall be a member of either of the associations.

39.5

The Committee may enact guidelines

(a) governing the relationship between the Engineering and Architecture professions, including business relations with the public, and relations between members of the associations;

(b) establishing the procedure to be followed in handling any dispute or complaint referred to it for determination;

(c) governing its practice and procedure; and

(d) relating to any other matter directed to the Committee by the Council of either association for consideration.

39.6

All guidelines provided pursuant to subsection (5) are subject to approval by the Council.

39.7

Where a dispute arises between an architect and an engineer concerning jurisdiction with respect to professional services, the Registrar may refer it to the Committee which shall assist the architect and engineer to resolve the dispute in accordance with the guidelines enacted pursuant to subsection (5).

PART IX – TRANSITIONAL

CONTINUATION

40.1

Every person who at the coming into force of this Act is a member or licensee of the Association or a member of the Council of the Association pursuant to the previous Act and the by-laws made thereunder shall be deemed to be a member or licensee of the Association or member of the Council, as the case may be, under this Act.

40.2

Every person who at the coming into force of this Act holds a valid Certificate of Approval issued pursuant to the previous Act and the by-laws made thereunder shall be deemed to hold a valid Certificate of Practice under this Act.

PRIOR RIGHTS

41.1

Nothing in this Act shall affect the powers and duties, tenure of office, or terms of remuneration of any officer or employee or member of Council of the Association or any committee appointed before the commencement of this act, or anything done or suffered, or any right, title or interest acquired before the commencement of this Act, or any legal proceedings or remedy in respect of any such thing, right, title or interest.

41.2

Until repealed, altered, or amended pursuant to this Act, any by-law made, or fees prescribed under any enactment repealed by this Act and in force at the commencement of this Act shall, notwithstanding any conflict with this Act, continue in force and have effect as if made or prescribed under this Act.

REPEAL

42

The New Brunswick Architect’s Act, Chapter 52 of the Statutes of New Brunswick 1970, is repealed.

EFFECTIVE DATE

43

This Act shall come into force on January 1st, 1988.

FORM A

IN THE COURT OF QUEEN’S BENCH OF NEW BRUNSWICK

JUDGMENT

(The Council, or the Court as the case may be) having on the _____________ day of ________, 19__ ordered that _____________________________ pay the costs incurred by the Architects’ Association of New Brunswick for an investigation, proceeding, hearing or appeal of a complaint made by __________________________________;

AND THE COSTS including disbursements of the Architects’ Association of New Brunswick, having been taxed by the Registrar (or Clerk) of the Court of Queen’s Bench of New Brunswick on the ___________ day of ________________________, 19 ___ ;

IT IS ORDERED AND ADJUDGED that the Architects’ Association of New Brunswick recover from ______________________________________ the sum of $ __________________ for costs and $_______________ for disbursement, together with interest on such costs and disbursements from the _______ day _____________, 19 ___ to the date of this Judgment and thereafter until payment.

Dated this _____ day of _________________, 19 ____.


____________________________________________________
REGISTRAR (OR CLERK),
COURT OF QUEEN’S BENCH,
NEW BRUNSWICK

PDF Version

PREAMBLE

The Council of the Architects’ Association considers it advisable to pass By-laws for the regulation of the Association and its affairs:


RESOLVED THAT the following be enacted as the General By-laws: -

1.0 INTERPRETATION

INTERPRETATION

1.1

In these By-laws and any other By-laws of the Association, unless the context otherwise specifies or requires,

(a) “Act” means the Architects Act, S.N.B. 1987 c. 66, as amended from time to time and includes any successor legislation; - in the event of successor legislation any reference in a By-law to the Act or a provision thereof shall be read as referring to the successor legislation or the provision substituted therefore, as the case may be;

(b) words importing the singular include the plural and vice-versa; words importing the masculine gender include the feminine and neuter genders and vice-versa; persons include corporations, companies, sole proprietorships, partnerships, syndicates, joint ventures, and trusts;

(c) “By-law” means any By-law of the Association from time to time in effect and includes, where context requires, any amendment or substitution; therefore,

(d) headings used in a By-law are inserted for reference only and are not to be considered in interpreting the provisions or to clarify, modify or explain the effect of any provisions thereof; and

(e) any term contained in a By-law which is defined in the Act shall have the meaning given in the Act.

2.0 REGISTERED OFFICE AND FISCAL YEAR

REGISTERED OFFICE AND FISCAL YEAR

2.1

The Association shall maintain a registered office in the Province of New Brunswick at a location determined from time to time by Council.

2.2

The fiscal year of the Association shall terminate on December 31 each year.

3.0 SEAL

SEAL

3.1

The Association shall have a seal which shall have inscribed thereon the words: “Architects` Association of New Brunswick 1933”. The seal shall be kept at the registered office of the Association.

3.2

The seal shall be impressed on all Certificates of Registration and on all deeds, contracts, agreements, certificates, or other instruments in writing requiring the seal.

3.3

The seal shall not be used except under the signature of the officer or officers, or member or members of Council or other person or persons authorized to sign and seal an instrument in writing under the provisions of these by-laws.

4.0 MEMBERSHIP

MEMBERSHIP

4.1 Classes of Members

The classes of members of the Association are as follows:

4.1.1

“Registered Members” are individuals enrolled as members under By-law 4.3 hereof;

4.1.2

“Intern Members” are individuals enrolled as members during their assistantship under By-law 4.3.2(f)(i) or 4.3.2(f)(ii) hereof;

4.1.3

“Student Members” are individuals enrolled as members as students of architecture under By-law 4.3.2(f)(ii) hereof or prescribed by Council;

4.1.4

“Retired Members” are individuals who have ceased the practice of architecture while being Registered Members in good standing. Membership is automatic upon retirement from active practice.

4.1.5

“Honorary Members” are individuals who have rendered the profession special and valuable service or who have practised with distinction any of the arts and crafts allied to architecture. The name of such an individual shall be suggested to Council in writing by a Registered Member, countersigned by four (4) other Registered Members; upon endorsement of the nomination by Council, the individual shall be elected by a four-fifths (4/5) vote of the members present and entitled to vote at an Annual or Special Meeting.

4.2 Voting Rights

Only Registered Members are entitled to hold office, and to receive notice of, to attend, to be heard and to vote at all meetings of the Association. Intern Members, Student Members, Retired Members and Honorary Members who have practised architecture are entitled to notice of, to attend and to be heard of all meetings. Honorary Members who have not practised may attend and be heard by invitation of Council.

(Amended 24 February 1990).

4.3 Admission to Membership

4.3.1

Registered Membership

An applicant for Registered Membership who has passed the prescribed examinations and otherwise complied with the provisions of the Act and the By-laws and has tendered the prescribed fees for registration and the annual dues for the current membership year, may on recommendation of the Board of Examiners, be approved for registration by Council.

4.3.2

Registered Membership Requirements

An applicant for Registered Membership shall:

(a) be an individual ordinarily resident in a jurisdiction recognized by Council;

(b) be a graduate in architecture of an accredited university, other academic or technical institution, or program of study recognized by Council, and hold a certificate of academic qualification recognized by Council;

(c) have fulfilled the requirements of approved architectural experience established by Council;

(d) provide evidence of good character satisfactory to Council;

(e) pay the prescribed fees and the annual dues for the calendar year; and

(f) be an individual who,

(i) has worked as an Architects Intern Member in a manner prescribed by the Bylaws for a period of three (3) years after graduation, or such lesser period as Council may determine to be adequate, has completed an approved architectural experience record and has passed the examinations prescribed by Council; or set by the Board; or

(ii) has completed the required studies and passed the examinations set by the Board to the satisfaction of Council while enrolled as a Student Member and employed in the office of a practising member of a professional Association of Architects recognized by Council, and has worked as an assistant for a period of three (3) years after the completion of a recognized course of study or such lesser period as Council may determine to be adequate, and has completed the work in the manner prescribed by the by-laws; or

(iii) is currently or has been a member in good standing, and is currently eligible, upon application, to become a member in good standing, of an Architects` Association in Canada having requirements for membership which are in the opinion of Council equivalent to those of the Association, and provides evidence that they understand the Act and the By-laws and any other law of New Brunswick or Canada which, in the opinion of Council, are applicable to the practice of architecture in New Brunswick; or

(iv) is currently or has been a member in good standing and is currently eligible, upon application, to become a member in good standing of an Architects` Association or Institute within or outside Canada where, in the opinion of Council, the qualifications are satisfactory to permit the proper practice of architecture and where the person has satisfactory passed any examination which Council may consider necessary to establish satisfactory training and experience; or

(v) Completed an alternative pathway to licensure as recognized by Council

4.3.3

Registered Members’ Experience

(a) The employment as an Intern Member referred to in By-laws 4.3.2(f)(i) and (ii) shall be in the office of a Registered Member practising in New Brunswick or in the office of a practising member of an Association of Architects recognized by Council, or in an office approved by Council. At least a six (6) month period of an internship shall be served in New Brunswick with a Registered Member practising in New Brunswick.

(b) An applicant shall be responsible for the completion of a detailed record of employment certified to the satisfaction of Council, and where possible, the record shall be kept in an Experience Record Book approved by Council.

(c) Where an applicant applies for registration pursuant to By-law 4.3.2(f)(iv), Council may require a period of experience in the office of a Registered Member practising in New Brunswick, the duration and extent of the experience to be determined by Council following an interview with the applicant and a review of the application.

4.3.4

Registered Members` Examinations

(a) The contents of the rules governing and the examinations pursuant to By-law 4.3.2 shall be set by Council.

(b) Pre-registration examinations shall determine the applicant’s entry to the profession and knowledge on matters considered necessary or appropriate by Council and shall be based upon an approved curriculum.

(c) Individuals intending to apply for registration under By-laws 4.3.2(f)(i), (ii) and (iv) on completing the approved experience requirements, if applicable, may apply to sit for the pre-registration examinations.

(d) Individuals who have not successfully completed the examinations within the time frame required by Council, shall not be admitted as a Registered Member of the Association and shall be removed by Council from the enrolment as an Intern member.

4.3.5

All Intern Members intending to apply for Registered membership through a Program of Study recognized by the Association under By-law 4.3.2(f)(ii) may be enrolled as a Student Member while taking the Program of Study.

Approved: October 7, 2020

4.3.6

Intern Membership

An applicant for Intern membership who is a graduate in architecture of an accredited university, other academic or technical institution, or Program of Study recognized by Council, holds a certificate of academic qualifications recognized by Council and who is employed as an Intern Member with a Registered Member in a jurisdiction recognized by Council, may be admitted to membership. Intern Members may take and use the title “Intern Architect”.

Approved: October 7, 2020

4.3.7

Student Membership

An applicant for Student Membership who is enrolled and active in a Program of Study recognized by the Association in a jurisdiction recognized by Council may be admitted to membership by Council.

Approved: October 7, 2020

4.3.8

Continuing Education

Every registered and intern member shall participate in the Mandatory Continuing Education Program as prescribed by Council. The program shall consist of:

(a) Core or Structured Learning Hours – Offered or approved by the Association periodically throughout the calendar year, and

(b) Self-Directed of Unstructured Learning Hours – Undertaken by Members in categories as prescribed by Council

Approved: October 7, 2020

4.3.9

Reinstatement of Membership

(a) Members in good standing who have allowed their membership to lapse for a period of not more than three (3) years shall complete:

(i) the terms and conditions of application

(ii) meet the requirements of one cycle of the Continuing Education program, and

(iii) be assessed fees and dues consistent with Section 8.

(b) Members of the Association who have left the profession for a period of more than three (3) years shall:

(i) Meet the requirement for membership as established by Council at date of application for reinstatement.

4.4

Certificate of Registration

Upon registration a Registered Member shall be issued with a Certificate of Registration which remains the property of the Association. The member shall be responsible for the safekeeping of the Certificate, and the return of the Certificate of the Association in the event of removal of the member’s name from the Register. Upon removal of the name of a member from the Register the Certificate shall immediately be returned to the Association. All members may be issued with a membership card annually after payment of the appropriate annual dues.

4.5 General

4.5.1

Notice of Act and By-Laws

All Registered Members, Intern Members and Student Members shall upon enrolment be issued with a copy of the Act and By-laws and shall thereupon be deemed for all purposes to have knowledge of the contents thereof.

4.5.2

Notice to Last Address

Each individual registered or enrolled as a member with the Association shall promptly notify the Executive Secretary and/or Executive Director of any change of address. The mailing of a notice to the last address of the member on the records of the Association shall be deemed to constitute service of notice for any purposes of the Association.

4.5.3

Resignations

Any member resigning from membership in the Association shall give notice in writing to the Registrar and the resignation shall only be effective from the date of acceptance of the resignation by Council and the name of the member shall be erased from the Register effective as of the date of acceptance.

4.5.4

Maintenance of the By-Laws

Council of the Association shall be permitted to update the By-laws on a bi-annual basis to correct non-regulatory issues.

5.0 LICENSING

5.1 Classification

5.1.1

The classes of licence to practise architecture in New Brunswick shall be

(a) Temporary

(b) Special

and shall be issued by Council upon application on the prescribed form for the duration and on the terms and conditions set out herein.

5.1.2

Temporary Licence

Temporary Licences may be issued by Council for a period of one (1) year on the following terms and conditions:

(a) The application shall be completed by the applicant and forwarded to the Association together with the prescribed fees;

(b) A license shall be granted only for the specific project named in the application;

(c) The applicant shall agree to remain licensed for the duration of the project and for a period of one (1) year following substantial completion thereof;

(d) Applicants or the person with whom the applicant practises architecture shall associate with a person authorized to practise architecture in New Brunswick who holds a current Certificate of Practice, and who shall endorse the application. The duties of the associate shall include:

(1) advising on technical and other matters of a local nature, reviewing documents at various stages of the project with respect to applicable Building and other Codes, Ordinances, etc., and

(2) participation in any stage of the project agreed between the applicant and the associate as being necessary in the professional interest of the client and the public.

The application shall include a summary of the agreement between the applicant and the associate satisfactory to Council;

(e) Where an application is made by an individual who practises architecture

(1) as a sole proprietor in other than their own name, or

(2) as a partner, or

(3) as an officer or director of a corporation, or

(4) as an employee of a sole proprietor, partnership, corporation, or partnership of corporations.

the application shall not be considered by Council unless it is accompanied by

(5) a statutory declaration by the applicant declaring that they are the individual or one of the individuals responsible for the practice of architecture in relation to the project for which the license is sought, and

(6) an application for the issuance of a Certificate of Practice for the project to the person under which the applicant practices architecture.

(f) Where more than one individual is responsible for the practice of architecture in relation to the project for which the license is sought, all responsible individuals shall apply for a Temporary License and their applications shall accompany the other applications for a Temporary License and for a Certificate of Practice:

(g) Council may waive the application of subsection (d) where it is satisfied that the requirements thereof would create an undue hardship on the applicant, or where the application is in respect of a project which was commenced prior to the coming into force of these by-laws;

(h) The fees for the issuance of a Temporary Licence shall be established by Council.

5.1.3

Special License

Special licences may be issued by Council for the period of time and on the following terms and conditions:

(a) Special licences may be issued by Council for the period of time and on the following terms and conditions:

(b) The applicant shall be or be employed with a sub-consultant to a person holding a current Certificate of Practice who shall endorse the application. The application shall contain a summary of the responsibilities of the applicant and the person under which the applicant practises architecture;

(c) Licences shall be issued only for the specific project and for the specific periods of time set out in the application;

(d) Where an application is made by an individual who practises architecture

(1) as a sole proprietor in other than their own name, or

(2) as a partner, or

(3) as an officer or director of a corporation, or

(4) as an employee of a sole proprietor, partnership, or corporation, the application shall not be considered by Council unless it is accompanied by:

(5) A statutory declaration by the applicant declaring that they are the individual or is one of the individuals responsible for the practice of architecture as a subconsultant in relation to the project for which the licence is sought, and

(6) an application for the issuance of a Certificate of Practice for the project to the person under which the applicant practises architecture;

(e) Where more than one individual is responsible for the practice of architecture as a subconsultant by the person applying for the Certificate of Practice, each individual shall apply for a Special licence and their applications shall accompany the other applications for a Special licence and for a Certificate of Practice.

(f) The fees for the issuance of a Special licence shall be established by Council.

5.2 Renewal

5.2.1

Licences requiring renewal shall be renewed prior to the expiry date thereof.

5.2.2

An application for renewal shall be completed by the applicant in the form prescribed by Council and shall be accompanied by the prescribed fee.

5.2.3

An application for renewal of the Certificate of Practice issued with the license together with the prescribed fee shall accompany the application for licence renewal.

5.2.4

An application for renewal shall be endorsed by the associate, or by the person to whom the applicant or the person with whom the applicant practices architecture, provides services as a subconsultant.

5.2.5

An application for renewal shall certify that the facts referred to in the original application for license or Certificate of Practice are true or state the facts that are no longer true and the present circumstances.

5.3 General

5.3.1

Notice of Act and By-laws

All licenses shall, upon issuance of a license, be issued with a copy of the Act and these by-laws and shall thenceforth be deemed for all purposes to have knowledge of the contents of the Act and these by-laws.

5.3.2

Notice to Last Address

Each individual enrolled as a licensee of the Association shall promptly notify the Executive Secretary and/or Executive Director of any change of address. The mailing of a notice to the last address of the licensee on the records of the Association shall be deemed to constitute service of notice for any purpose of the Association.

6.0 CERTIFICATE OF PRACTICE

6.1

A Certificate of Practice shall be issued by Council under Section 14 of the Act on the following terms and conditions:

(a) The application shall be completed by the applicant and forwarded to the Association together with the prescribed fee, where applicable;

(b) The application shall establish that the applicant has complied with the provisions of Sections 12 or 13 of the Act and with the requirements of the By-laws;

(c) The applicant shall agree to comply with the Act and the By-laws;

(d) The applicant, shall provide evidence that they have the consent in writing of their employer to provide architectural services to the public;

(e) In the case of partnerships, corporations or partnership of corporations, all partners, officers, or directors, who are Architects, shall be Registered Members of the Association; and

(f) The application shall name the Registered Members or licenses authorized to affix a stamp on a design on behalf of the applicant in accordance with subsections 15(3) and (4) of the Act and shall agree that only these individuals are authorized to affix the stamp and sign the designs.

6.2 Duration

6.2.1

Certificates of Practice shall be issued for each membership year of the Association to Registered members practising in their own name pursuant to subsection 12(1) of the Act or to sole proprietors, partnerships, corporations, or partnerships of corporations practising in accordance with Section 13 of the Act.

6.2.2

Certificates of Practice to be issued with a licence shall only be issued for the duration of the licence.

6.3 Renewal

Certificates of Practice, where applicable, shall be renewed prior to the expiry date thereof, on application in the form prescribed by Council. The application shall certify that the facts stated in the original application are true or where the facts differ, shall advise of the changes.

6.4 Stamp

6.4.1

Upon issuance of a Certificate of Practice, other than a renewal thereof, Council shall issue a stamp(s) to the person(s) authorized to sign on behalf of the entity in accordance with Section 15 of the Act.

6.4.2

The stamp shall bear the name of the entity holding the Certificate of Practice, together with the name of the member authorized to affix the stamp and sign on behalf of the entity. The stamp, physical or electronic, shall be of a design or designs approved by Council.

6.4.3

The stamp shall remain the property of the Association and shall be returned to the Association when the holder thereof no longer holds a current Certificate of Practice, or where the membership or licence of the individual associated with the holder of the Certificate of Practice has been suspended, cancelled, or revoked pursuant to the Act or the By-laws.

6.4.4

A person holding a Certificate of Practice shall affix their stamp to the following documents:

(a) working drawings issued for tender, construction, fire marshal approval, building permit;

(b) any drawing or sketch produced during the course of tender or construction which modified the documents described in (a) and/or part of addenda, change orders, specifications or clarifications;

(c) final specifications issued for one of the proposed given in (a) or (b) above. Specifications need to be stamped on only one page in a prominent location;

(d) progress claims;

(e) substantial completion certificates; and

(f) final completion certificates.

The stamp may be affixed to preliminary drawings presented for client approval, prior to proceeding to working drawings; all preliminary drawings presented to authorities having jurisdiction for the purpose of re-zoning, variance applications, development permit applications, et cetera; and any report for which the Architect has been retained in their professional capacity (feasibility studies, site analyses, expertise reports, et cetera), in final form or for presentation to authorities having jurisdiction.

6.4.5

A person holding a Certificate of Practice is not required to affix their stamp on a design in the case of an open competition in which anonymity is a requirement.

6.4.6

Copies of the electronic stamp, used in word processing and CADD document preparation, shall be filed with the Association annually at renewal time.

6.5 Name

6.5.1

A holder of a Certificate of Practice shall not use a name, designation or letterhead that is:

(a) the same as or similar to the name, designation or letterhead of another sole proprietorship, partnership, corporation, partnership of corporation or joint venture that engages in the practice of architecture in New Brunswick so that the use would be likely to deceive or confuse;

(b) a number name of a corporation;

(c) a name other than the name of the corporation;

(d) misleading

(e) scandalous, obscene, or immoral; or

(f) self-laudatory

6.5.2

Styling of firm, company or corporate names and the composition of letterheads of persons applying for a Certificate of Practice shall be approved by Council.

6.5.3

Names and designations for firms or corporate name shall comply with the following:

(a) Anonymous designations are in general acceptable. Name of designation may include the name, names, or initials of a past or present member. The name, names, or initials of past or present members of the Association of Professional Engineers & Geoscientists of New Brunswick may be included;

(b) Firm names or designations shall not include the name or initials of individuals other than as authorized in subsection 6.5.3(a); and

(c) Firm names or designations may use the word “Architect”, or any addition, abbreviation, derivation, or variation thereof, and also the term “partner(s)”, or “partnership” if associates or partners in fact exist. The term “associate” or “partner” in this context means another member of the design professions.

(d) The design professions in this context shall include persons duly qualified in the fields of landscape architecture, community planning and interior design, but does not include technicians or technologists. Any dispute as to the meaning or eligibility shall be referred to Council, whose decision shall be final.

6.5.4

Holders of a Certificate of Practice shall include on their letterhead the names of all persons responsible for the practice of architecture. The name(s) shall be shown separate and apart form the name of the practice.

6.5.5

A copy of the current letterhead of a holder of a Certificate of Practice shall be filed with the Association on initial application and a new copy filed should any changes be made.

Approved: October 7, 2020

6.6 Office and Records

6.6.1

A holder of a Certificate of Practice shall maintain a minimum organization of the practice of architecture and the delivery of architectural services.

6.6.2

As part of the organizational requirement every holder of a Certificate of Practice shall:

(a) maintain at least one office from which the practice of architecture is carried on;

(b) maintain chronological books, records, accounts, and files for each architectural project including:

(1) a record showing all fees and disbursements charged for services;

(2) files containing all letters, memoranda, notices, and correspondence;

(3) files containing all evaluations, advice, and reports;

(4) files containing all certificates, statements, notices, and other documents with respect to contract administration or general review carried out, and

(5) all designs issued, exhibited, or used in the practice of architecture.

6.6.3

Every office in which the practice of architecture is carried on shall:

(a) generally, or usually be accessible to the public during normal business hours;

(b) be equipped with a telephone that is answered either manually or by means of a mechanical device and that is listed in the local telephone directory under the name of the entity holding the Certificate of Practice.

(c) have such staff, instruments, equipment, and facilities as are reasonably necessary for the delivery of architectural services; and

(d) be under the personal supervision and direction of a Registered member or licensee.

6.7 Professional Liability Insurance

6.7.1

Every Certificate of Practice holder shall carry professional liability insurance coverage, in respect of any once claim to the limit of at least $250,000, with an aggregate total of $500,000, exclusive of interest and costs, against liability resulting from bodily injury to or the death of one or more persons and loss of or damage to property, resulting from negligence in the practice of architecture.

6.7.2

Any Certificate of Practice holder, or any registered member who is a director, officer or employee of a Certificate of Practice holder engaged in the practice of architecture, engaged in the practice of architecture contrary to this by-law commits an offense punishable on summary conviction.

6.8 Joint Venture

Upon entering into a joint venture to engage in the practice of architecture, the holder or holders of a Certificate of Practice shall file with the Registrar a memorandum summarizing the joint venture and the members thereof in a form prescribed by Council.

6.9 Reinstatement of Certificate of Practice

(a) Certificate of Practice holders in good standing who have allowed their Certificate of Practice to lapse for a period of not more than three (3) years shall complete:

(i) the terms and conditions of application

(ii) be assessed fees and dues consistent with Section 8.

(b) Certificate of Practice holders who have left the profession for a period of more than three (3) years shall:

(i) Meet the requirements for Certificate of Practice as established by Council at date of application for reinstatement.

7.0 APPLICATION FORMS

APPLICATION FORMS

7.1

All applications shall be made on the prescribed form (if any) and completed in full as prescribed by Council. In all cases, the fee or dues noted as payable on the form shall accompany the application.

7.2

The forms attached hereto form part of these by-laws.

7.3

Council may from time to time make amendments to the prescribed forms that it considers necessary. Upon receiving a completed application. Council may request additional information from the applicant that it considered necessary, and the receipt of the additional information shall be a condition precedent to further action by Council on the application other than rejection if the information is not received within a reasonable time.

8.0 FEES AND DUES

8.1

The fees and dues with respect to the enrolment or registration of members, licensees or persons holding a Certificate of Practice, for sitting examinations and for the processing of applications shall be established annually by Council based upon the guidelines established in By-law 8.2 and shall take effect upon approval by Council.

8.2 Fees and Dues

8.2.1

Fee for initial registration as a Registered Member, not more than $250.00

8.2.2

Annual dues for Registered Members, not more than $1,000.00

8.2.3

Fee for initial enrollment as an Intern Member or Student Member, not more than $250.00

8.2.4

Annual dues for Intern members, not more than $300.00

8.2.5

Annual dues for Student Members, not more than $100.00

8.2.6

Annual dues for Retired Members Nil

8.2.7

Annual dues for Honorary Members Nil

8.2.8

Fee for sitting each examination required by Council as prescribed

8.2.9

Fee for processing an application for Membership or Certificate of Practice, not more than $350.00

8.2.10

Fee for a certificate of practice for each member authorized to practice on behalf of the applicant as identified on the application form, not more than $1,000.00

8.2.11

Fee for Temporary Licence, annually not more than $7,500.00

8.2.12

Fee for Special Licence, annually not more than $2,000.00

8.2.13

Fee for processing the renewal application of a member or Certificate of Practice for a licensee or the person with whom the licensee practices architecture, not more than $350.00

8.2.14

Fee for reinstatement of membership (not more than three years of lapsed membership):

(i) dues in arrears for the year(s) of lapsed membership

(ii) dues for the current year; and

(iii) a re-registration fee of not more than $250.00

8.2.15

Fee for reinstatement of membership:

(i) as prescribed by Council

8.2.16

Fee for reinstatement of a lapsed Certificate of Practice:

(i) dues in arrears for the year(s) of lapsed Certificate of Practice

(ii) dues for the current year; and

(iii) a re-registration fee of not more than $250

Approved: October 7, 2020

8.3

Annual dues under sections 8.2.2, 8.2.4, 8.2.5 and 8.2.6 shall be for the fiscal year of the Association. Fees under sections 8.2.11 and 8.2.12 shall be for a project year commencing with the earlier of the date when the design work was first commenced on the project by the applicant or the date of issuance of the licence and Certificate of Practice. Fees under section 8.2.13 shall be for the annual or other period established in the reciprocal arrangements of agreements.

8.4

Membership year fees and dues shall be due on November 1st of the preceding year and shall be paid not later than December 31st of the preceding year.

8.5

All fees or dues shall be paid with the initial application for renewal and the application shall not be processed without full payment thereof.

8.6

All members, licensees or holders of Certificates of Practice in arrears of fees, dues, special levies or assessments as of the commencement of the fiscal year or otherwise when due shall be immediately removed from the Registers of the Association and, where applicable, Certificates of Practice held by Registered Members or licensees or persons under which the Registered Member or licensee practices architecture, shall be deemed to be revoked and removed from the Register. Notice of removal of members or licensees from the Register and the revocation of the applicable Certificates of Practice, where appropriate, shall immediately be mailed to all Registered, Graduate and Student members and to persons holding the revoked Certificates of Practice.

8.7

Members whose names have been removed from the Register because of arrears in fees, dues, special levies, or assessments may reapply for registration and shall be assessed fees and dues consisting of:

(a) dues in arrears for the year of removal;

(b) dues for the current year; and

(c) a re-registration fee of not more than $250.

8.8

If special circumstances arise requiring additional funding for the Association, Council may impose a special levy or assessment of not more than $250 for or during each fiscal year on each Registered Member. The levy shall be payable on receipt of notice and if not paid within thirty (30) days of the date of the notice, interest shall be payable at the rate of two percent (2%) per month.

8.9 Reinstatement

8.9.1

Members and Certificate of Practice holders in good standing who have allowed their membership to lapse for a period of not more than three (3) years shall complete:

(a) the terms and conditions of application

(b) meet the requirements of one cycle of the Continuing Education program, and

(c) be assessed fees and dues consisting of:

(i) dues in arrears for the year(s) of lapsed membership

(ii) dues for the current year; and

(iii) a re-registration fee of not more than $250.

8.9.2

Members of the association who have left the profession for a period of more than three (3) years shall:

(a) Meet the requirements for membership as established by Council at date of application for reinstatement.

9.0 MANAGEMENT

9.1 Administration

9.1.1

The affairs of the Association shall be administered by Council in accordance with the Act and Bylaws.

9.1.2

The officers of the Association shall be the President, Vice-President and Treasurer who shall be elected annually by the members of Council from the membership of Council at the first meeting of Council following the Annual Meeting of Members. Members of Council who are not Registered Members of the Association shall not be entitled to hold office.

9.1.3

There shall be a Registrar who shall be a Registered member appointed annually by Council and shall be a member of Council and hold office at the pleasure of Council.

9.1.4

There shall be an Executive Secretary and/or Executive Director appointed from time to time by Council and who holds office at the pleasure of Council.

9.1.5

The services of the Executive Secretary and/or Executive Director or the Registrar may be terminated by a majority vote of the entire Council.

9.1.6

The President, Vice-President, Treasurer, Registrar and members of Council and of Committees shall serve without remuneration but shall be reimbursed for reasonable out-of-pocket expenses incurred in attending Council, Committee or Association meetings, or in respect of the performance of their duties or responsibilities. Council may, in special circumstances and where it considers it appropriate, authorize an honorarium to be paid to one or more of the above.

9.1.7

The terms of employment and remuneration of the Executive Secretary and/or Executive Director shall be settled from time to time by Council.

9.1.8

Council shall obtain, equip, and furnish offices necessary to carry on the business of the Association.

9.1.9

Declaration of Interest

Every member of Council or officer of the Association who is a party to a material contract, or a proposed material contract, with the Association, or who is a director or officer of, or has a material interest in, any person who is a party to a material contract, or a proposed material contract, with the Association, or has a conflict of interest with respect to any matter before Council, shall disclose in writing to the Association, or request to have entered into the minutes of meetings of Council, the nature and extent of their interest, or conflict of interest. The disclosure shall be made immediately upon the member of Council or officer becoming aware of the interest. The disclosure shall be made immediately upon the member of Council or officer becoming aware of the interest, and the member of Council shall refrain from participating in the decision and voting in respect of the material contract or the matter.

9.1.10

Protection of Members of Council and Officers

No member of Council, of a Committee of Council, of the Association, a Board or officer or employee of the Association shall be liable for:

(a) the acts, receipts, neglects or defaults of any other member of Council or officer; or

(b) joining in any receipts or other acts for conformity; or

(c) any loss or expense happening to the Association through the insufficiency or deficiency of title to any property acquired by order of Council on behalf of the Association; or

(d) the insufficiency or deficiency of any security in or upon which any of the moneys of the Association shall be invested; or

(e) any loss or damage arising from the bankruptcy, insolvency, or tortuous act of any person with whom any of the moneys, securities or effects of the Association have been deposited; or

(f) any loss occasioned by error of judgement or oversight on their part; or

(g) any loss, damage or misfortune whatever, which shall happen in the execution of the duties of their office or in relation thereto; unless in or as a result of any action, suit or proceeding they are adjudged to be in breach of any duty or responsibility imposed on him as a member of Council or of a Committee of office under Act of the By-laws or under any other statue.

9.1.11

Indemnity of Members of Council and Others

The Association shall indemnify the members of Council or officers or employees of the Association, former members of Council or officers or employees of the Association, or any person acting or who has acted as a member of a committee or board of Council or of the Association, against all costs, charges and expenses including an amount paid to settle an action or satisfy civil, criminal or administrative action or proceeding to which they have been made a party by reason of being or having been a member of Council or officer or employee or member of a committee or board, if:

(a) They acted honestly and in good faith with a view to the best interest of the Association; and

(b) in the case of a civil, criminal, or administrative action or proceeding that is enforced by a monetary penalty, they had reasonable grounds for believing their conduct was lawful.

The Association shall also indemnify a member of Council or officer or employee or member of a committee or board who has been substantially successful in the defence of any civil, criminal or administrative action or proceeding to which they are made a party by reason of being or having been a member of Council or officer or employee or member of a committee or Board, against all costs, charges and expenses reasonably incurred by him in respect of the action or proceeding if the member of Council, or officer or employee or member of a Committee or Board is fairly and reasonably entitled to such indemnity.

9.1.12

Insurance for Members of Council and Others

The Association may purchase and maintain insurance for the benefit of any member of Council, officer, employee, or member of a committee of the Association against liabilities, costs, charges and expenses sustained or incurred by them for failure to exercise the care, diligence and skill that a reasonably prudent person would exercise in comparable circumstances.

9.1.13

Official Languages

(a) The Architects’ Association of New Brunswick is committed to offering services in both official languages at all levels of the organization.

(b) All verbal and written information requests shall be answered in the language of the request.

(c) Council will ensure Members of both official language groups are represented on Council.

(d) All documents for general distribution shall be made available in both official languages.

(e) All information for scheduled press conferences and press releases shall be provided in both official languages.

9.2 Duties of Officers, Executive Secretary and/or Executive Director and Registrar

9.2.1

The duties of the President shall include:

(a) presiding at all meetings of the Association and of Council; and

(b) responsibility for the general supervision and direction of the affairs of the Association in accordance with the Act and by-laws.

The President is not entitled to vote at any meeting of Council of the members at which they are Chairperson, except in the case of a tied vote, and then the President may cast the deciding vote.

9.2.2

In the absence or inability of the president, the Vice-President shall assume the duties and responsibilities of the President. The Vice-President shall not be entitled to vote at any meeting of Council or of the Members at which they are Chairperson, except in the event of a tied vote, and then the Vice-President may cast the deciding vote. In the event the office of President becomes vacant, the Vice-president shall assume the office of President until the first meeting of Council following the annual meeting.

9.2.3

The duties of the Treasurer shall include:

(a) maintaining complete and accurate books of account in which are records all receipts and disbursements of the Association;

(b) under the direction of Council, the control and deposit of money, the safekeeping of securities and the collection and disbursement of funds;

(c) accounting to members at the Annual Meeting, or whenever required, with respect to any transactions as Treasurer and the financial position of the Association;

(d) accounting to members at the Annual Meeting, or whenever required with respect to any transactions as Treasurer and the financial position of the Association.

(e) submitting annually the financial statements to Council and the membership; and

(f) other duties assigned by Council from time to time.

9.2.4

The duties of the Registrar shall include:

(a) establishing and maintaining Registers of members, licensees and proprietorships, partnerships or corporations holding Certificates of Practice in which shall be entered the name, address, and the date of entry for each entrant;

(b) recording in the Register the names of those removed therefrom together with the date and reason for removal.

(c) the preparation and certification of a list of all members eligible to vote and to hold office for use at the annual meeting and more particularly for the conduct of elections; and

(d) other duties and responsibilities stipulated by the Act and the By-laws or assigned by Council from time to time.

9.2.5

The duties of the Executive Secretary and/or Executive Director shall include:

(a) attending and acting as secretary and recording the minutes for all meetings of the Association and of Council, issuing correspondence in accordance with the decisions taken and policies established at the meetings, and issuing all notices required to be given to members of the Association and Council;

(b) acting as secretary for the committees as Council may direct;

(c) receiving all applications for registration or enrolment of Members, Licensing or Certificate of Practice together with all supporting documents;

(d) co-operating and co-ordinating with the Registrar;

(e) maintaining custody of the seal of the Association;

(f) prior to each Annual Meeting, submitting to Council a list, certified by the Registrar, of all members in good standing;

(g) collecting of all money due the Association;

(h) certifying all bills or vouchers before presentation to Council for payment;

(i) maintaining proper records showing the source and disposition of all income;

(j) submission to the members at the Annual Meeting of reports required by Council; and

(k) other duties and responsibilities stipulated by the Act or By-laws or assigned by Council.

9.3 Financial and Signing Authority

9.3.1

All money received on behalf of the Association shall be deposited to the credit of the Association in a chartered bank or trust company incorporated in Canada and approved by Council and all payments shall be made by cheque signed by the signing officers designated hereunder.

9.3.2

The purchase or sale of investments of the Association shall be approved by Council. Investment in securities shall be registered in the name of the Association or a trustee appointed by Council and shall be kept in a safety deposit box in a chartered bank or trust company incorporated in Canada.

9.3.3

Council may authorize in any fiscal year unbudgeted capital expenditures to a value of not more than $2,500. Capital expenditures in excess of $2,500 in any fiscal year must have the prior approval of the members at an Annual or Special Meeting of the Association either specifically or by approval of the capital budget.

9.3.4

Council may borrow money from time to time on the credit of the Association up to the cumulative amount of $5,000. Any borrowing in excess of $5,000 must be approved by fifty-one percent (51%) vote of the membership by proxy. The mortgaging, pledging or otherwise creating a security interest in any property of the Association to secure any obligation of the Association shall be approved by a fifty-one percent (51%) vote of the membership present at an Annual or Special Meeting.

9.3.5

Deeds, assignments, contracts, cheques, drafts, orders for the payment of money, promissory notes, acceptances, bills of exchange and other instruments in writing requiring the signature of the Association may be signed on behalf of the Association by the President, Vice-president, the Treasurer and the Executive Secretary and/or Executive Director, or any two of them, and the seal may be fixed hereto as required by any person authorized to sign. All instruments in writing signed as aforementioned shall be binding on the Association without further authorization or formality.

9.3.6

A firm of chartered accountants shall be appointed at each annual meeting to review the books of the association. The review shall include an examination into the financial position of the Association and the preparation of a balance sheet, income statements and any other reports required by council. The statements shall be submitted by the Treasurer to Council for approval and thereafter shall be presented to the Annual meeting.

10.0 MEETINGS

10.1 Meetings of Council

10.1.1

Council meeting shall be called by the Executive Secretary and/or Executive Director at the direction of the President or any three (3) members of Council. At least eight (8) meetings shall be held each year. Notice of each meeting of Council shall be delivered, mailed, or electronically communicated or telephoned to each member of Council not less than 72 hours before the meeting is to take place. Notwithstanding the above, meetings of the Council may be held without notice if the absent members have waived notice or otherwise signified their assent to the meeting.

10.1.2

Quorum

At least four (4) Registered Members shall be present at a meeting of Council in order to constitute a quorum for the conduct of business.

10.1.3

Organizational Meeting

Council shall meet for organizational purposes, election of officers, appointment of the Registrar and for the transaction of any business which shall come before it immediately after the annual meeting of the Association at which they are elected at the place at which the meeting of the Association has been held, unless some other place is agreed upon by all members of Council then present. No notice of the time or place of such meeting shall be necessary. The business of the meeting may be proceeded with if a quorum is present notwithstanding a member of Council may not have notice of their election to council or of the time and place of the meeting.

10.1.4

Participation by Telephone

With the unanimous consent of all members of Council, a member may participate in any meeting of Council by telephone or other communications facilities that permit all persons participating in the meeting to hear each other, and a member of Council participating in a meeting by such means is deemed to be present at the meeting.

10.1.5

Telephone Conference Meeting

With the unanimous consent of all members of Council, a meeting of Council may be held by conference telephone call or other communications facilities that permit all persons participating in a meeting to hear each other, and all members of Council participating in the meeting by such means are deemed to have been present at such a meeting of Council.

10.1.6

Transaction of Business by Signatures

A resolution in writing, or counterparts of a resolution, signed by all members of Council entitled to vote on the resolution at a meeting of Council is as valid as if it had been passed at a meeting of Council called, constituted, and held for that purpose.

10.1.7

Election of Chairperson

In the event that the President or the Vice-President is not present or is unwilling to act as Chairperson at a meeting of Council, those present at the meeting shall appoint a Chairperson who shall not be entitled to vote, except in the event of a tied vote, and then the Chairperson may cast the deciding vote.

10.2 Meetings of the Association

10.2.1

The Annual Meeting of the Association shall be on or before the last day of October in each year at the place, time, and format set by Council.

Approved: October 7, 2020

10.2.2

The agenda for the Annual Meeting shall include:

(a) minutes of the last Annual Meeting and any Special Meeting held since the last Annual Meeting;

(b) business arising from the minutes;

(c) report of the President;

(d) report of the Registrar;

(e) report of the Treasurer, presentation of the financial statements and budget, and the approval thereof;

(f) report(s) of the Executive Secretary and/or Executive Director;

(g) appointment of chartered accountants;

(h) reports of committees;

(i) report of the Nominating Committee and the election of members of Council; and

(j) new business.

10.2.3

Council may call a Special Meeting of the Association at any time and shall call a special meeting within 60 days of receipts of a written request to do so from five (5) or more Registered Members. The notice of Special Meeting shall state the specific purpose thereof. Only the business for which the meeting was called shall be transacted at the Special Meeting.

10.2.4

Quorum

The quorum for the transaction of business at Annual Meetings of the Association shall not be less than 11 members present in person.

10.2.5

At each meeting of the Association every Registered Member present shall be entitled to one vote. No registered member shall be entitled to vote at a meeting of the Association by proxy, except under the following circumstances: a registered member who is prevented by serious illness or absence from the province from attending the meeting, may appoint another registered member of the association their proxy to attend and act the meeting for the specific purpose of voting on behalf of the registered member. The instrument to appoint the proxy shall be in the form prescribed by council.

10.2.6

At all meeting of the Association, every question shall, unless otherwise required by the Act or Bylaws, be decided by a majority of the votes cast on the question.

10.2.7

Notice of an Annual or Special Meeting shall be in writing and shall be delivered, mailed, or electronically communicated to members at least 14 days before the date set for the meeting. A meeting of the Association may be held without notice if all members waive notice writing.

10.2.8

In the event that the President or the Vice-President is not present or is unwilling to act as Chairperson at an annual or special meeting, those in attendance at the meeting shall appoint a Chairperson who shall not be entitled to vote, except in the event of a tied vote, and then the Chairperson may cast the deciding vote.

10.2.9

Transaction of Business by Signature

A resolution in writing, or counterparts of the resolution, signed by all Registered Members entitled to vote on the resolution at a meeting of the Association are as valid and effective as if passed at a meeting of the Association duly called, constituted, and held for that purpose.

11.0 COUNCIL

11.1 Composition

11.1.1

The Council of the Association shall consist of six (6) elected Councillors together with the immediate Past President, the Registrar, and any non-members (if any) elected or appointed pursuant to subsection 6(2) of the Act and the by-laws. A member of the Association is eligible for the Council if the member:

(a) is a Canadian citizen resident in New Brunswick

(b) Is a member in good standing of the Association

11.1.2

Councillors shall hold office for one (1) or two (2) years on a rotational basis as noted in 11.1.5

Approved: October 7, 2020

11.1.3

A member of Council may be removed from office before the expiration of their term of office by a majority vote of Registered Members present at a special meeting of the Association of which notice specifying the intention to pass the resolution has been given. The Registered Members may, by a majority of votes cast at the meeting, elect any Registered Member in their stead for the remainder of the term, or may authorize Council to appoint a Registered Member in their stead for the remainder of the term.

11.1.4

Vacancies

The office of a member of Council shall be vacated if:

(a) The individual dies;

(b) By notice of writing to Council that they resign office effective immediately, in accordance with its terms, or upon acceptance by Council;

(c) They are removed from office in accordance with the provisions of the Act or the By-law’s; or

(d) They cease to be qualified.

Any member of Council who has failed to attend three (3) meetings of Council during a year without reasonable excuse may be asked by Council to resign.

11.1.5

In order to ensure continuity in Council, 3 members shall be elected 1 year and 3 the next or following year.

11.2 Election of Council

11.2.1

If an election is required, the election of Council shall be by secret ballot. The nominees receiving the most votes shall be declared elected by the Chairperson.

11.2.2

Counting of ballots shall be done by scrutineers appointed by the Chairperson. The scrutineers report shall contain:

(a) the names of successful candidates;

(b) the total number of valid ballots cast; and

(c) the number of spoiled ballots.

Ballots shall be immediately disposed of by the scrutineers after their report has been presented to the Chairperson and they have declared the nominees elected or that there is a tied vote.

11.2.3

In the case of a tied vote, the tie shall be broken by secret ballot of all Registered Members present at the annual meeting and eligible to vote.

12.0 COMMITTEES

12.1 Nominating Committee

Council shall appoint a Nominating Committee each year consisting of the President and the immediate Past President. The Committee shall provide to Council names of Registered Members willing to serve as elected members of Council sufficient in number to ensure full Council composition. Council shall circulate the names to all Registered Members at least 30 days prior to the annual meeting. Members may nominate candidates from the floor at the annual meeting and in such an event an election shall be held.

12.2 Board of Examiners

A Board of Examiners shall be appointed annually by Council, if required.

12.3 Architect-Engineer Joint Practice Committee

Council shall appoint annually two (2) Registered Members to the Architect-Engineer Joint Practice Committee established under the Act. Council shall prescribe the term of each appointment.

12.4 Other Committee

Council may appoint other committees and assign them to such duties or functions as may be appropriate for the management of the Association.

12.5 Reports

The Board of Examiners and each Committee, except the Nominating Committee, shall submit an annual report to Council at least 30 days prior to the Annual Meeting and shall submit other reports requested by Council.

13.0 GENERAL

13.1 Amendments to By-Laws or Act

13.1.1

Council may enact, repeal, or amend By-laws in accordance with the procedure prescribed by the Act and the By-laws.

13.1.2

Any proposed amendments to the Act or amendments to the Enactment, repeal or amendment of the By-laws shall be confirmed or approved by a majority vote at an Annual or Special Meeting of the Association regularly called for the purpose, attended by not less than a quorum.

13.1.3

Proposals for amendments to the Act or the Enactment, repeal or amendments to the By-laws may be made by Council or by any 3 Registered Members sent to the Executive Secretary and/or Executive Director in writing for consideration by Council. Members` proposals shall be considered by Council, and the Registered Members submitting the proposed amendments shall be notified by Council of acceptance, rejection or of suggested changes to their proposed amendment within 60 days of receipt. The proposers shall then notify the Executive Secretary and/or Executive Directory in writing whether they wish to withdraw their proposed amendments, accept any changes suggested by Council, or insist on the original form of the proposed amendments. If the final decision by the proposers is received in writing by the Executive Secretary and/or Executive Director more than 60 days prior to the date fixed for the annual meeting of the Association, the proposed amendments shall be submitted to the Annual Meeting for approval. If the agenda of the Annual Meeting is not completed, the proposed amendments may, in the discretion of Council, be held over to a special meeting or to the next Annual Meeting of no Special Meeting is called.

13.2

Every member shall provide forthwith to the Executive Secretary and/or Executive Director factual information requested by Council with respect to fees and remuneration for architectural services, and any matter relevant to the practice or professional activity related to the practice of architecture for the purposes of compilation and distribution of statistical information on fees and remuneration, and of the supply, distribution and professional activities of the members. Persons engaged in the administration of the Act and By-laws shall maintain in confidence the names of the persons providing the information on a matter that comes to their knowledge in the course of their duties under the Act and the By-laws and shall assemble the information in a manner that will ensure the anonymity of individual members.

13.3

All members of the Association and others licensed to practice shall at all times conduct their practice of architecture, their relationship with the public, clients, professional associates, and other members of their profession in accordance with the Act and the By-laws.

13.4 Rules of Order

Where with respect to proceedings of the Council, the Association or any committee thereof, any question

arises with respect to procedure which has not been dealt with in the Act or these By-laws, the provisions of

Roberts Rules of Order shall apply.

14.0 CODE OF ETHICS AND PROFESSIONAL CONDUCT

14.1 Professional Engagement

14.1.1

Certification as to construction payment therefore requires such general review of the work as the Architect deems necessary.

14.1.2

All drawings, specifications, models, and documents prepared by the Architect and instruments of service shall remain the Architect’s property; the copyright in the same being reserved to the Architect in the first instance. As a precondition of their use, all fees and reimbursable expenses due the Architect are to be paid.

14.2 Competence

14.2.1

In practicing architecture, an Architect shall act with reasonable care and competence, and shall apply the knowledge, skill and judgement which are ordinarily applied by Architecture currently practicing in the province of New Brunswick.

(a) An Architect shall remain informed with respect to the practice of architecture in New Brunswick.

An Architect shall undertake continuing education and shall report on that continuing education to the Association, in accordance with the rules for mandatory continuing education established by Council.

14.2.2

An Architect shall undertake to perform professional services only when qualified, together with those whom the Architect may engage as consultants, by education, training and experience in the specific area involved.

(a) An Architect shall limit professional practice to areas of personal competence or shall engage others (including staff) who are competent in supplementary areas.

(b) Where so governed under Provincial statute, other professionals must be engaged to practice their professions.

14.3 Conflict of Interest

Except as permitted hereunder, and with full disclosure under Bylaws 14.4, an Architect shall avoid actions and situations where the Architect’s personal interests’ conflict or appear to conflict with professional obligations to the public, the client and to other Architects.

14.3.1

An Architect shall not accept compensation for services from more than one party on a project unless the circumstances are fully disclosed to and agreed to (such disclosure and agreement to be in writing) by all interested parties.

(a) All parties compensating an Architect must so agree prior to the Architect’s rendering services to the second and subsequent parties.

14.3.2

An Architect having a personal association or interest, which relates to a project, shall fully disclose in writing the nature of the association or interest to the Architect’s client or employer. If the client or employer objects, then the Architect will either terminate such association or interest or offer to give up the commission or employment.

(a) Personal association includes (but is not limited to) friendship or family relationship; personal interest includes (but is not limited to) direct or indirect potential for financial or material gain.

(b) An Architect is required to make disclosure as soon as there is a personal association or interest, or an awareness of a potential or perceived conflict of interest, to which a client or employer might object.

14.3.3

Except as permitted under By-law 14.4.7, an Architect shall not solicit or accept compensation or benefit from material or equipment suppliers in return for specifying or endorsing their products.

(a) Under this Bylaw, “endorsing” means “accepting” or “approving” for use on a project.

(b) Pursuing or receiving a “kickback” is disallowed.

(c) An Architect must make recommendations based on independent professional judgment and uncompromised evaluation.

(d) Neither agreement between the parties nor disclosure (in whole or in part) of the receipt of benefits in exchange for recommending products will eliminate or waive the Architect’s conflict of interest under this Bylaw.

14.3.4

An Architect acting as the interpreter of construction contract documents and reviewing construction for conformance with the contract documents shall render decisions impartially.

(a) Regardless of which party in a project’s administrative structure has engaged and pays the Architect, the Architect shall interpret construction contract documents impartially, as if disinterested.

14.3.5

An Architect may be a project’s owner. An Architect may be a project’s contractor, of the Architect’s own design and/or construction contract documents. An Architect who is a project’s owner or contractor shall fully disclose in writing such status to all of the project’s authorities having jurisdiction and contracting parties; shall receive their written acknowledgment; and shall provide professional services as if disinterested.

(a) As a project’s owner, only, an Architect (who is not providing architectural services on the project) need not make disclosure.

(b) An Architect may be a project’s contractor only if the project is also designed by the Architect or if the Architect also produces the construction contract documents and makes disclosure.

(c) An Architect’s written disclosure shall identify the Architect personally by name as the Owner or Contractor, or both, as the case may be. Such disclosure is required for any amount of ownership.

(d) An architect who is also a project’s owner or contractor must render architectural services as fully and impartially and must be as disinterested as an architect who is solely serving a third-party client. Financial interests must not override professional responsibility and impartiality.

14.3.6

An Architect who is a juror or advisor for an approved competition shall not subsequently provide any services to the winner or, if there is no winner, for any derivative commission.

(a) This applies equally to an architect who was, or who had agreed to serve as, a juror or advisor but was discharged or withdrew.

14.4 Full Disclosure

14.4.1

An Architect shall disclose if the Architect has a related personal or business interest when making a public statement on an architectural issue.

(a) Personal interest includes (but is not limited to) friendship or family relationship or direct or indirect potential for financial or material gain.

(b) An Architect serving on an advisory design panel or other like committee, reviewing either a proposal’s character or a candidate’s qualifications must make known any involvement in an application being reviewed or any other relationship that might constitute a conflict of interest and withdraw from the meeting and any discussion or evaluation of the merits of that matter.

14.4.2

An Architect shall accurately represent to the public, a prospective or existing client or employer the Architect’s qualifications and the scope of the Architect’s responsibility in connection with work for which the Architect is claiming credit.

(a) An Architect firm’s representations must accurately reflect current principals and staff capabilities.

14.4.3

An Architect who, in the provision of services, becomes aware an action taken by the Architect’s employer or client, against the Architect’s advice, which violates legal requirements, must not be condone or be complicit in such a situation. An Architect in such a situation must take all reasonable steps to convince such an employer or client to comply with the legal requirements. The Architect shall:

(i) refuse to consent to the action; and, if the action is not rectified in a timely manner, then

(ii) report the action to the authority having jurisdiction and if they authority confirms the violation and the action is not rectified in a timely manner, then

(iii) terminate services on the project.

14.4.4

An Architect shall not knowingly make or assist others to make, either a false or misleading statement or an omission of material fact about education, training, experience, or character when applying for or renewing registration as an Architect.

14.4.5

An Architect who knows of an apparent violation of the Architects’ Act, By-Laws or Council rulings

shall report such knowledge to the Association.

(a) An Architect must not withhold information from the AANB about an apparent infraction regardless of who might ask the Architect or require the Architect under an agreement, to do so.

(b) An Architect acting in the capacity of a mediator or arbitrator, under an agreement that includes a confidentiality provision, is not obliged to report information so received to the Association.

14.4.6

Except as prohibited by By-law 14.3.3, an Architect, whether compensated or not, may permit the Architect’s name, portrait, or reputation to be attached to an endorsement of other’s services or products.

14.4.7

An Architect having a financial interest in any building material or device which the Architect proposes to specify for a project shall disclose this interest to the client and shall request and receive written approval for such specification form the client and shall include a copy of this approval in the construction contract documents.

(a) This permits an Architect to have prior ongoing proprietary interest. The Architect should also request the Architect’s staff and sub consultants to make similar disclosures to the Architect.

14.5 Compliance with Laws

14.5.1

In practicing Architecture, an Architect shall not knowingly violate any law or regulation.

(a) An Architect must not counsel the Architect’s employees, consultants or associates knowingly to disregard, violate, or otherwise abuse any bylaw, regulation or code affecting the practice of architecture.

14.5.2

An Architect shall comply with the Architects Act of New Brunswick, the By-Laws under the Architects Act, and Council rulings.

(a) An Architect must not directly or indirectly condone or encourage contravention of the Architects Act, By-Laws, and Council rulings by others.

14.5.3

In practising architecture, an Architect shall take into account all applicable federal, provincial and municipal building laws and regulations and an Architect may rely on the advice of other professionals and other qualified persons as to the intent and meaning of such regulations.

14.6 Conduct

14.6.1

Each office maintained for offering architectural service to the public shall have an Architect who has direct knowledge and supervisory control of the services.

(a) An Architect’s site or auxiliary office for a specific project is a convenient extension of the base office for a single project and is not itself permitted to offer or to provide independent architectural services to the public.

(b) Proposals of service; agreements; assurances; certifications; official submissions to authorities having jurisdiction; and other representations on behalf of an architectural firm or certificate of practice holder must be made by an Architect.

(c) When authority having jurisdiction receives a formal presentation (e.g., to a design panel, public hearing, advisory commission, or elected body) on an architectural matter, the presentation shall be made by (or under the attending, personal supervision of) an Architect.

14.6.2

An Architect shall seal the Architect’s work in accordance with the requirements of the Architects Act of New Brunswick and the By-Laws and Council rulings.

(a) An Architect’s professional seal is to be applied only by the Architect and is to be used only on documents prepared by the Architect personally or by other persons under the Architect’s supervision, direction, and control.

14.6.3

An Architect shall neither offer nor make any gifts, other than of nominal value (including, for example, reasonable entertainment and hospitality), with the intent of influencing the judgment of a prospective client in connection with a project in which the Architect is interested.

(a) An Architect must not offer or provide a bribe or “kickback” to any person.

14.6.4

An architect shall not engage in conduct involving fraud or wanton disregard of the rights of others.

14.6.5

An Architect shall conduct the Architect’s affairs in a professional manner and refrain from any act which would reflect unfavourably on the profession as a whole.

(a) An Architect’s conduct towards other Architects shall be characterized by courtesy and good faith.

(b) An Architect shall give due regard to the professional obligations of those from whom the Architect receives or to whom the Architect gives authority, responsibility, or employment, or of those with whom the Architect is professionally associated.

(c) An Architect shall give due regard for the interests of both those who commission and those who may be expected to use of be exposed to the product of the Architect’s services.

(d) An Architect who engages in any profession, business, or occupation concurrent with the practice of architecture must not allow such outside interests to jeopardize or come into conflict with the Architect’s professional integrity or obligations.

(e) Dishonourable conduct in the professional or private life of an Architect, which reflects adversely on the integrity of the profession, must be avoided.

14.6.6

An Architect shall not falsely or maliciously injure the professional reputation or business prospects of another Architect.

14.6.7

An Architect shall not supplant or attempt to supplant another Architect after the other Architect has been retained or definite steps have been taken toward the other Architect’s retention.

14.6.8

An Architect may only accept a commission for a project when the services of any Architect previously retained for the project have been terminated. An Architect, on being either approached or instructed to proceed with service for which the Architects knows or can ascertain by reasonable inquiry that another Architect is or has been engaged by the same client, shall notify the other Architect in writing of that fact.

(a) The foregoing notwithstanding, there are several necessary pre-conditions to a “successor” firm’s providing services which are based upon, and which continue and complete those initiated by its predecessor:

(i) there must have been so supplanting of the original firm by a successor firm;

(ii) the resignation or termination of the original firm must have been done in accordance with the terms of its Client-Architect agreement;

(iii) the original client must have paid for the services of the original firm;

(iv) in the case of property transfer to a new owner, there must have been legal acquisition by the new owner of the original architectural firm’s copyright and drawings (either directly from the original firm or from the original owner, that owner was legally entitled to sell them).

An Architect who has been replaced partway through a commission should not unreasonably withhold consent to a subsequent Architect’s referring to the replaced Architect’s work, or using the Architect’s design or instruments of service, in order to complete a commission.

14.6.9

An Architect may only provide the same service for the same client on the same project as another Architect through the medium of an approved competition.

(a) The “same client” includes technically different clients, authorities or departments connected to or part of a broader client.

(b) Any attempt to circumvent the By-Laws by sequential engagement and disengagement of a series of Architects is considered a non-approved form of competition.

14.6.10

Except in an approved competition, an Architect shall provide no form of service until retained and in receipt of the client’s instructions.

(a) Speculative services to lure or entice a client, or “loss leaders”, are not permitted.

(b) Prior to being retained, an Architect is not permitted to provide solutions, suggestions, ideas, or evidence of same (in any format) which have value to the client or upon which the client might be expected to rely.

(c) An Architect has a duty to communicate with a client and to keep a client reasonably informed.

(d) An Architect who provides personal input to a public organization, occupies political office or is a board or committee member (on either a paid or voluntary basis) must not provide any form of architectural services to that organization in that capacity (but may do so in accordance with By-law 14.6.16).

14.6.11

An approved architectural competition is either a competition conducted according to the current “Canadian Rules for the Conduct of Architectural Competitions” or an alternate arrangement, specifically approved in writing by Council, that assures equitable treatment and equal and adequate remuneration to participating architects.

(a) Prior to an Architect’s participation, an Architectural competition’s “approved” status must be confirmed with the AANB.

(b) An Architect invited to participate in a non-approval architectural competition must decline the invitation and advise the AANB of the competition.

14.6.12

An Architect’s conduct when participating in an approved competition must comply with the “Canadian Rules for the Conduct of Architectural Competitions” or as directed by Council.

14.6.13

An Architect shall not attempt to influence the award of an approved competition, except as a jury member.

(a) Any actions which involve bribery, pressure or unusual contact with the competition authorities are prohibited.

14.6.14

An Architect shall not attempt to obtain a commission to be awarded by an approved competition, except as an entrant.

14.6.15

An Architect receiving monies for services provided by others shall not use such monies for the Architect’s own purposes and shall distribute them promptly to those qualified.

(a) This By-Law requires an Architect to fulfill the expectation that funds received by an Architect on behalf of others will be properly managed.

(b) Receiving monies for services provided by others would include fees or disbursements invoiced to a client for project-related services provided under contract to the Architect by sub-consultants and suppliers. This provision does not apply to employees of the Architect.

14.6.16

Except when providing pro bono services on a contingency basis, or as approved by Council, an Architect shall provide services and receive fees in substantial accord with the most current Schedule(s) of Recommended Fees for Professional Services referenced in Appendix A

Under this By-Law, except as otherwise approved by Council, there are three fundamental ways of determining professional fees for service, without diminishing the scope and standards of agreed services on a project:

(i) Schedule of Recommended Fees referenced in Appendix A and Schedule of Suggested Hourly Rates

(ii) Pro Bono

(iii) Contingency

(a) “Pro bono” or contingency-based architectural services may not be offered or provided for any project that is subject to the rules of an approved competition; for which an Architect already has been retained; or for which definite steps have been taken to retain an Architect.

(b) Services provided on “pro bono” or contingency basis shall be no less than if provided for the applicable fee in the Schedule, thereby ensuring that an appropriate level of professional service is received by the client.

(c) An Architect providing “pro bono”, or contingency-based services must enter into a client/Architect agreement that clearly states the services and nature of compensation.

(i) Schedule of Recommended Fees referenced in Appendix A and Schedule of Suggested Hourly Rates for Professional Services

(d) Fees not in “substantial accord” are those which are less than those recommended in the Guide, except when the services are described there under are correspondingly reduced.

(e) Proposals which are not in substantial accord with the Schedules contravene this, Clause.

(ii) Pro Bono

(f) “Pro Bono” services are rendered without fee for the public good, intended for an impecunious client who will suffer noticeably if architectural services do not intervene. A client who is a charitable, religious, or non-profit organization does not inherently qualify for the receipt of “Pro Bono” services. “Pro Bono” services are also intended to assist the conversation of a meritorious building for the benefit of the general public.

(g) “Pro Bono” services are services for no fee of any kind at any time. “Pro Bono” services are a gift. Nothing of worth, tangible or not, is to be expected or received in return by the Architect.

(h) Architectural services are either “pro bono” or not and cannot be provided on a project on the basis that some are “pro bono”, and some are not. Similarly, a single service cannot be appointed as partly “pro bono”.

(iii) Contingency

(i) Services on a contingency basis may be provided to assist a client in the preliminary phases of project development where the risk of financial failure is high, much greater than that of success.

(j) It is recommended that the fees for contingency-based services on projects which succeed financially will be no less than three times the fee as describe in the Guide to Conditions of Engagement and Payment of Fees for Architectural Services.

15. THE PROFESSIONAL RELATIONSHIP

15.1 General

(a) The selection of an architect is one of the most important decisions a client makes when undertaking a building project. In this decision, the client selects a professional, conversant with current building construction practices and procedures, upon whose ability the success of the project depends. For this reason, the prudent client will make a selection based upon a careful evaluation of suitability.

(b) This document describes the professional services offered by an architect, the fee recommended for these services, and the conditions relating to their engagement.

(c) The fees stated in the schedule have been established as the fees necessary for the provision of the proper standard of services by an architect under normal circumstances. The fees are those recommended for normal services and are subject to change when the nature of the project, the scope of services or the type and extent of the construction contracts so indicate.

15.2 Professional Conduct

The Architect practices by virtue of the responsibilities and rights conferred upon them by Provincial law, the New Brunswick Architects Act 1987 and the By-Laws of the Architects` Association of New Brunswick. Any breach of the established ethical standards by an architect can lead to their membership being cancelled or suspended. Members of the public may obtain copies of the Architects Act and By-Laws of the Architects` Association of New Brunswick from the Executive Secretary and/or Executive Director, Architects` Association of New Brunswick.

15.3 Agreement Between Client and Architect

The services of an architect are rendered most effectively when a definite understanding exists between the client and the architect regarding their respective involvement. It is essential that the architect fully explains their duties, responsibilities, obligations, and ultimate liability in undertaking the work and also the expected involvement of the client. This commences with a written contractual agreement which should include all items mutually agreed to. Formal agreements based on recognized standard are preferable.

15.4 Fees

Fees associated with services rendered, recommended to be consistent with those in Recommended Fee Schedule.

ENACTMENT

ENACTMENT

ENACTED by the Council of the Association on the first day of January, 1988.

WITNESS the seal of the Association.

__________________________________________________

PRESIDENT

__________________________________________________

EXECUTIVE SECRETARY and/or EXECUTIVE DIRECTOR

Approved, ratified, and confirmed by majority vote of the Registered Members at a Special Meeting of the members of the

Association at which 2/3 of the Registered Members were present or represented by proxy and held on the nineteenth day

of September 1987 and called for the specific purpose of considering the foregoing by-laws.

WITNESS the seal of the Association.

__________________________________________________

PRESIDENT

__________________________________________________

EXECUTIVE SECRETARY and/or EXECUTIVE DIRECTOR

PDF Version

16. THE PROFESSIONAL RELATIONSHIP

THE PROFESSIONAL RELATIONSHIP

16.1

General

(a) The selection of an architect is one of the most important decisions a client makes when undertaking a building project. In this decision they select a professional, conversant with current building construction practices and procedures, upon whose ability the success of the project depends. For this reason, the prudent, client will make a selection based upon a careful evaluation of suitability.

(b) This document describes the professional services offered by an architect, the fee recommended for these services, and the conditions relating to their engagement.

(c) The fees stated in the schedule have been established as the fees necessary for the provision of the proper standard of services by an architect under normal circumstances. The fees are those recommended for normal services and are subject to change when the nature of the project, the scope of services or the type and extent of the construction contracts so indicate.

16.2

Professional Conduct

The architect practices by virtue of the responsibilities and rights conferred by Provincial law, the New Brunswick Architects Act 1987 and the By-Laws of the Architects’ Association of New Brunswick. Any breach of the established ethical standards by an architect can lead to membership cancellation or suspension. Members of the public may obtain copies of the Architects Act and By-Laws of the Architects’ Association of New Brunswick from the Executive Director, Architects’ Association of New Brunswick.

16.3

Agreement Between Client and Architect

(a) The services of an architect are rendered most effectively when a definite understanding exists between the client and the architect regarding their respective involvement. It is essential that the architect fully explains their duties, responsibilities, obligations, and ultimate liability in undertaking the work and also the expected involvement of the client. This commences with a written contractual agreement which should include all items mutually agreed to. Formal agreements based on recognized standards are preferable and the “Canadian Standard Form of Contract for Architectural Services, Document Six” issued by the Royal Architectural Institute of Canada is recommended.

(b) The expense of any additional professional liability insurance requested by the client in excess of that carried by the architect shall be charged to the client as a disbursement.

16.4

Architects Services and Responsibilities

(a) The basic professional services of an architect are outlined in The Canadian Standard Form of Contract for Architectural Services, Document Six.

(b) The fees for these normal services are stated in The RAIC’s “Guide to Determining Appropriate Fees for the Services of an Architect”. For this purpose, the Guide is divided into categories of building types and the divisions of building costs. The fee applicable to any building type of any cost can be read directly from the Guide.

(c) It is presumed the client has detailed knowledge of building requirements, of the site, of all physical and legal matters relating to the site and will provide the architect with a definite statement of requirements enabling the architect to proceed directly with the basic services as set out in the “Canadian Standard Form of Contract for Architectural Services, Document Six.”

16.5

Additional Services of the Architect

(a) Because of the requirements of contemporary conditions of planning and design, the client should give consideration to retaining the architect for additional services on a wider basis than set out in the Canadian Standard Form of Contract for Architectural Services, Document Six. The scope of these additional services will vary depending upon the nature and complexity of the individual project and the client’s own planning and development capabilities.

(b) Specific additional services which the architect can provide are listed in the Canadian Standard Form of Contract for Architectural Services, Document Six. While the architect might not perform some of these additional services, the architect may act as adviser or agent to the client in procuring and co-ordinating these services. In this manner the architect can assist the client in assuring the required quality, total design control and co-ordination necessary for unified results.

(c) While it falls into the area of the client’s responsibility, it is usually desirable for the architect to assist the client in preparing the statement of requirements of the Canadian Standard Form of Contract for Architectural Services, Document Six, as an additional service. The identification, definition, and analysis of such factors as land assembly, the financing of construction and the operations to be housed often affect whether a project will be undertaken as well as the nature of its design and construction. The architect should be a party to these considerations.

(d) The information on the physical and legal aspects of the property which the client is required to provide to the architect as listed in the Canadian Standard Form of Contract for Architectural Services, Document Six. If the client does not have this information available, the architect will arrange to provide this as a refundable disbursement. The extent of the architect’s involvement in additional services cannot, in most cases, be estimated in advance. It is therefore recommended that the architect be remunerated for these services on a time basis.

16.6

Client Responsibilities

The information that the client is required to provide to the architect and other responsibilities are outlined in the Canadian Standard Form of Contract for Architectural Services, Document Six.

16.7

Consultants

(a) The continuing objective of the architectural profession is to produce a better physical and social environment. Consultants represent a valuable resource towards this objective to the extent that their specialized experience and knowledge supplement that of the architect.

(b) The normal services of a structural engineer, a mechanical engineer, and an electrical engineer are included in the basic services, and the architect will co-ordinate the work of these professionals as a basic service.

(c) Increasingly, the services of other specialist consultants may be desirable to advise on particular aspects of use or function of a range of building conditions. These services might include, for example, specialists in such fields as costing, acoustics, food services or stage equipment. When the project requires the services of specialist consultants, and the work covered by these specialist consultants is not included in the total cost of the work the fee for such consultants shall be paid by the client as noted in the RAIC’s “Guide to Determining Appropriate Fees for the Services of an Architect". In addition, a fee shall be paid to the architect for co-ordination of the specialist consultants.

17. FEES

17.1 Determination of Basic Fee

As noted in the RAIC’s “Guide to Determining Appropriate Fees for the Services of an Architect".

(a)

Project Categories

(1) A building generally will fall into one of the categories as outlined in the RAIC’s “Guide to Determining Appropriate Fees for the Services of an Architect”. Buildings not listed in any of these categories belong in the category to which they most closely relate.

(2) In the event of a substantial change in the degree of complexity of certain buildings, their classification should be modified jointly by the client and the architect. Should disagreement arise on the classification of a given project, the Architects’ Association of New Brunswick is available to advise on a proper classification with regard to the established categories.

(b)

Termination of the Contract

In the event the agreement between the client and the architect is terminated by either party, the client is required to pay the architect for the portion of the work which the architect has carried out. In turn, the client is entitled to copies of all drawings, specifications and documents pertaining to work which the architect carried out and for which the client has paid. For limitations on the use of the documents in such circumstances, see the Canadian Standard Form of Contract for Architectural Services, Document Six.

(c)

Architects’ Copyright

See The Canadian Standard Form of Contract for Architectural Services, Document Six and as detailed in the RAIC’s “Guide to Determining Appropriate Fees for the Services of an Architect”.

17.2 Hourly Rates

(a)

General

When the method for calculating fees according to the RAIC’s “Guide to Determining Appropriate Fees for the Services of an Architect” does not apply, or when the architect provides additional or partial services, the architect is entitled to fees related to their responsibilities.

(b)

Hourly Rates

The hourly rates shall be as listed in the HOURLY RATE SCHEDULE – APPENDIX “B”.

(c)

Hourly Rate Calculation

(1) Hourly rates have been calculated taking into account payroll costs associated with salary, overtime, statutory holidays, vacation time, and costs such as employer’s contribution for Employment Insurance, Worker’s Compensation, Canada Pension and Medical Plan coverage.

(2) Time spent in the architect’s office, in the client’s premises or on the jobsite is included, as is the time spent travelling.

(d)

Expenses

The architect is entitled to reimbursement for all reasonable expenses incurred while providing services on the client’s behalf. Major disbursements are normally approved by the client in advance.

The cost of special equipment shall be recoverable, plus 15%.

All Engineer’s and other consultant’s fees, when charged on an hourly basis, shall be recoverable plus 15%.

18. PAYMENTS TO THE ARCHITECT

18.1

Payment On Account Of Basic Services as detailed in “Canadian Standard Form of Contract for Architectural Services, Document Six” and the RAIC’s “Guide to Determining Appropriate Fees for the Services of an Architect”.

PDF Version

PREAMBLE

The Council of the Architects’ Association of New Brunswick (AANB) considers it advisable to pass By-Laws for the regulation of the Association and its affairs.

This is a Users’ Guideline to the AANB General By-Law No.14, further to AANB General Memberships’ approval under the Architects Act.

This Users Guide’s content is coordinated with the sequence of those By-laws (refer to Table of Contents) providing rulings (identified by lettered paragraphs); some comments (in italics); and advice (commonly in parentheses – typically following the individual By-law). Please note that any given ruling or comment or advice typically appears only once (after the By-law with which it is most directly related) but applies generally.

The ruling, comments, and advice in the Users Guide in no way limits the general application of the By-laws themselves, which govern. It is the responsibility of an Architect to exercise professional judgement in all instances and the AANB Council’s decision on any particular matter will be determined by its specific facts.

This Users Guide content is to be read in conjunction with By-Law 14 of the Architects’ Association of New Brunswick’s General By-Laws.

The AANB from time to time may also publish an updated Schedule of Recommended Fees for Architectural Services (the Schedule); Bulletins and reasons for judgement in disciplinary cases, containing further rulings, interpretations, and advice. Such documents, along with this Users Guide, are subject to change.

14.1 PROFESSIONAL ENGAGEMENT

PROFESSIONAL ENGAGEMENT

14.1.1

Certification as to construction payment therefore requires such general review of the work as the Architect deems necessary.

An Architect’s unfettered capacity to exercise the Architect’s professional discretion as to the extent, depth, timing, nature, and frequency of field reviews is fundamental to an Architect’s professional ability to responsibly certify or provide assurance under terms of accepted client/Architect agreements, construction contracts, building codes, schedules, and the lien legislation.

14.1.2

All drawings, specifications, models, and documents prepared by the Architect and instruments of service shall remain the Architect’s property; the copyright in the same being reserved to the Architect in the first instance. As a precondition of their use, all fees, and reimbursable expenses due the Architect are to be paid.

This is consistent with copyright law and the standard form of Client/Architect agreement.

The fees and reimbursable expenses to be paid are those which correspond to the generation of the instruments of service. The “use” referenced in the Bylaw (unless contracted differently), is by the same client for purpose(s) intended, on time only, on the intended property.

Payment means that monies are no longer outstanding. Holding money in trust pending resolution of a dispute does not constitute payment.

14.2 COMPETENCE

COMPETENCE

14.2.1

In practicing architecture, an Architect shall act with reasonable care and competence, and shall apply the knowledge, skill and judgment which are ordinarily applied by Architects currently practicing in the province of New Brunswick.

(a) An Architect shall remain informed with respect to the practice of architecture in New Brunswick.

This Bylaw approximates the “reasonable Architect” test for negligence. It is an Architect’s responsibility to recognize personal impairment to the ability to function competently and, when so impaired, to withdraw from practicing architecture until competence is restored.

An Architect shall undertake continuing education and shall report on that continuing education to the Association, in accordance with the rules for mandatory continuing education established by Council.

14.2.2

An Architect shall undertake to perform professional services only when qualified, together with those whom the Architect may engage as consultants, by education, training and experience in the specific area involved.

(a) An Architect shall limit professional practice to areas of personal competence or shall engage others (including staff) who are competent in supplementary areas.

(b) Where so governed under Provincial statute, other professionals must be engaged to practice their professions.

An Architect is authorized to undertake Architectural services for any project but must recognize personal and professional limitations and must refrain from rendering service in those areas until limitations are overcome.

An Architect must be able to manage and coordinate the provision of other design professional’s services competently, whether the other professionals are engaged by the Architect or the client

14.3 CONFLICT OF INTEREST

CONFLICT OF INTEREST

Except as permitted hereunder, and with full disclosure under Bylaw 14.4, an Architect shall avoid actions and situations where the Architect’s personal interests’ conflicts or appear to conflict with professional obligations to the public, the client and to other Architects.

14.3.1

An Architect shall not accept compensation for services from more than one party on a project unless the circumstances are fully disclosed to and agreed to (such disclosure and agreement to be in writing) by all interested parties.

(a) All parties compensating an Architect must so agree prior to the Architect’s rendering services to the second and subsequent parties.

This Bylaw permits multiple loyalties only when all parties agree.

14.3.2

An Architect having a personal association or interest, which relates to a project, shall fully disclose in writing the nature of the association or interest to the Architect’s client or employer. If the client or employer objects, then the Architect will either terminate such association or interest or offer to give up the commission or employment.

(a) Personal association includes (but is not limited to) friendship or family relationship; personal interest includes (but is not limited to) direct or indirect potential for financial or material gain.

(b) An Architect is required to make disclosure as soon as there is a personal association or interest, or an awareness of a potential or perceived conflict of interest, to which a client or employer might object.

The Architect should also make disclosure to sub consultants and other project – team members.

14.3.3

Except as permitted under Bylaw 14.4.7, an Architect shall not solicit or accept compensation or benefit from material or equipment suppliers in return for specifying or endorsing their products.

(a) Under this Bylaw, “endorsing” means “accepting” or “approving” for use on a project.

(b) Pursuing or receiving a “kickback” is disallowed.

(c) An Architect must make recommendations based on independent professional judgment and uncompromised evaluation.

(d) Neither agreement between the parties nor disclosure (in whole or in part) of the receipt of benefits in exchange for recommending products will eliminate or waive the Architect’s conflict of interest under this Bylaw.

(Refer to Bylaw 14.4.7 for other conditions)

The overtures of suppliers should be evaluated with caution. It is acceptable to become educated about a product by attending gratuitous seminars and participating in promotional trips for familiarization. It is not acceptable to receive inducements (financial or otherwise) which may be seen as impairments to one’s professional judgment.

14.3.4

An Architect acting as the interpreter of construction contract documents and reviewing construction for conformance with the contract documents shall render decisions impartially.

(a) Regardless of which party in a project’s administrative structure has engaged and pays the Architect, the Architect shall interpret construction contract documents impartially, as if disinterested.

Impartial decisions may reflect adversely on perceptions of the quality of the design or documents produced by the Architect. This cannot deter impartiality. (The Architect should seek advice from legal counsel or direction from professional liability insurers when situations arise where impartial decisions may imply, or cause others to infer, an acknowledgment of responsibility and potential liability by the Architect)

14.3.5

An Architect may be a project’s owner. An Architect may be a project’s contractor, of the Architect’s own design and/or construction contract documents. An Architect who is a project’s owner or contractor shall fully disclose in writing such status to all of the project’s authorities having jurisdiction and contracting parties; shall receive their written acknowledgment; and shall provide professional services as if disinterested.

(a) As a project’s owner, only, an Architect (who is not providing architectural services on the project) need not make disclosure.

(b) An Architect may be a project’s contractor only if the project is also designed by the Architect or if the Architect also produces the construction contract documents and makes disclosure.

(c) An Architect’s written disclosure shall identify the Architect personally by name as the Owner or Contractor, or both, as the case may be. Such disclosure is required for any amount of ownership.

The project’s authorities having jurisdiction include the officials known to the Architect to be in charge of the various aspects of the project’s review and approval process from the authorizing or rezoning applications through development permit applications, building permit applications, etc.

The project’s `contracting parties include those parties known to the Architect to be in contract with the Architect, the owner, and construction contractor (or construction manager or project manager).

Disclosure should be made at the earliest opportunity, and also recorded in the Architect’s construction documents and application forms to authorities having jurisdiction.

(d) An architect who is also a project’s owner or contractor must render architectural services as fully and impartially and must be as disinterested as an architect who is solely serving a third-party client. Financial interests must not override professional responsibility and impartiality.

(An architect who is also a project’s owner or contractor should seek direction with respect to availability of professional liability insurance coverage).

14.3.6

An architect who is a juror or advisor for an approved competition shall not subsequently provide any services to the winner or, if there is no winner, for any derivative commission.

(a) This applies equally to an architect who was, or who had agreed to serve as, a juror or advisor but was discharged or withdrew.

14.4 FULL DISCLOSURE

FULL DISCLOSURE

14.4.1

An architect shall disclose if the architect has a related personal or business intent when making a public statement on an architectural issue.

(a) Personal interest includes (but is not limited to) friendship or family relationship or direct or indirect potential for financial or material gain.

(b) An Architect serving on an advisory design panel or other like committee, reviewing either a proposal’s character or a candidate’s qualifications must make known any involvement in an application being reviewed or any other relationship that might constitute a conflict of interest and withdraw from the meeting and any discussion or evaluation of the merits of that matter.

14.4.2

An Architect shall accurately represent to the public, a prospective or existing client or employer the Architect’s qualifications and the scope of the Architect’s responsibility in connection with work for which the Architect is claiming credit.

This By-Law addresses Architects’ and clients’ concerns about the accuracy and credibility of architectural proposals and the résumés of architectural job applicants.

Appropriate credit should be given about projects undertaken with other firms.

(a) An Architect firm’s representations must accurately reflect current principals and staff capabilities.

14.4.3

An Architect who, in the provision of services, becomes aware of an action taken by the Architect’s employer or client, against the Architect’s advice, which violates legal requirements, must not condone or be complicit in such a situation. An Architect in such a situation must take all reasonable steps to convince such an employer or client to comply with the legal requirements. The Architect shall:

(i) refuse to consent to the actions; and, if the action is not rectified in a timely manner, then

(ii) report the action to the authority having jurisdiction and, if the authority confirms the violation and the action is not rectified in a timely manner, then

(iii) terminate services on the project.

“Legal requirements” encompass all applicable building laws and regulations that apply to the project. This includes, for example, health, zoning, development permit and building permit requirements.

This pertains to requirements, which have the force of law, as opposed to those which are only guidelines, which have the force of law, as opposed to those which are only guidelines, opinions, or decisions of a subjective or discretionary nature, rendered without legal authority.

14.4.4

An Architect shall not knowingly make or assist others to make, either a false or misleading statement or an omission of material fact about education, training, experience, or character when applying for or renewing registration as an Architect.

An Architect also must not intentionally make or cause to be made any false representation for the Architect or another person with respect to obtaining a certificate of practice, license, or admission as an associate of the AANB.

14.4.5

An Architect who knows of an apparent violation of the Architects Act, By-Laws or Council rulings shall report such knowledge to the Association.

(a) An Architect must not withhold information from the AANB about an apparent infraction regardless of who might ask the Architect or require the Architect under an agreement, to do so.

It is every Architect’s ethical duty to act first and foremost in the public interest. There is an overriding professional obligation for an Architect to report apparent infractions of the Architects Act and its By-Laws to the AANB. The Association on behalf of the public cannot receive such information “ìn confidence” and may be obliged to investigate apparent infractions.

An Architect cannot generally avoid such ethical obligation by seeking an exemption, or by making a private agreement of confidentiality. That would be contrary to public policy. An Architect is, nonetheless, able to communicate with the Association about the nature of a situation, or on a hypothetical basis, and receive relevant information or advice.

Notwithstanding the generality of the foregoing, information received by an Architect acting in certain official or other capacities (e.g. as an elected official) may be protected by statutory confidentiality requirements, or by `solicitor-client’ privilege (when acting, e.g., as a lawyer, or as an expert prior to taking the stand) with respect to ongoing or anticipated litigation, and is not obliged to report information so received to the Association.

(b) An Architect acting in the capacity of a mediator or arbitrator, under an agreement that includes a confidentiality provision, is not obliged to report information so received to the Association.

14.4.6

Except as prohibited by Bylaw 14.3.3 an Architect, whether compensated or not, may permit the Architect’s name, portrait or reputation to be attached to an endorsement of other’s services or products.

This permits an Architect to commercialize the Architect’s name.

Under this By-Law, “endorsement” is acceptable for personal benefit; however, personal benefit must not influence professional judgment. The endorsement could be in the form of a letter of reference, announcement or advertisement. (See By-Laws 14.3.2 and 14.3.3 for other conditions).

14.4.7

An Architect having a financial interest in any building material or device which the Architect proposes to specify for a project shall disclose this interest to the client and shall request and receive written approval for such specification from the client and shall include a copy of this approval in the construction contract documents.

(a) This permits an Architect to have prior ongoing proprietary interest. The Architect should also request the Architect’s staff and sub consultants to make similar disclosures to the Architect.

(Bylaw 14.3.3 prohibits an Architect from receiving benefit in return for merely specifying or “endorsing” (i.e. accepting or approving) others’ products for use on a project).

14.5 COMPLIANCE WITH LAWS

COMPLIANCE WITH LAWS

14.5.1

In practicing Architecture, an Architect shall not knowingly violate any law or regulation.

(a) An Architect must not counsel the Architect’s employees, consultants or associates knowingly to disregard, violate, or otherwise abuse any bylaw, regulation or code affecting the practice of architecture.

The public has the expectation that Architects respect and substantially comply with laws and regulations that apply to the practice of architecture, excluding those concerning construction safety (the field of construction safety being outside the practice of architecture). This includes federal, provincial, and municipal laws as well as the regulations of statutory bodies.

Architects must keep themselves apprised of current applicable laws and regulations that relate to the practice of architecture in New Brunswick. An Architect is not expected to be familiar with the details of all laws and regulations in every jurisdiction but is expected to have general knowledge of specific laws and regulations in the jurisdictions in which the Architects working, and also which authorities have jurisdiction over particular aspects relating to the practice of architecture (Refer also to By-Law 14.5.3).

(An Architect seeking to promote or to provide architectural services outside New Brunswick, or to a client or on a project located outside New Brunswick, should check in advance, and comply with the requirement of the applicable architectural licensing authority).

14.5.2

An Architect shall comply with the Architects Act of New Brunswick, the By-Laws under the Architects Act, and Council rulings.

Council of the Association keeps members informed of all changes to the Act and By-Laws and regularly publishes rulings and advice to assist members in their understanding of interpretations and policy. It is incumbent on members to read such material and to keep it on hand for reference when needed.

(a) An Architect must not directly or indirectly condone or encourage contravention of the Architects Act, By-Laws and Council rulings by others.

14.5.3

In practicing architecture, an Architect shall take into account all applicable federal, provincial and municipal building laws and regulations and an Architect may rely on the advice of other professionals and other qualified persons as to the intent and meaning of such regulations.

This By-Law recognizes the increasing complexity of laws and regulations applicable to the practice of architecture. This By-Law is complementary to 14.5.1 in that compliance is mandatory but permits the Architect to rely on the advice of others qualified by education, experience or training to provide interpretation.

14.6 CONDUCT

CONDUCT

14.6.1

Each office maintained for offering architectural service to the public shall have an Architect who has direct knowledge and supervisory control of the services.

(a) Each office maintained for offering architectural service to the public shall have an Architect who has direct knowledge and supervisory control of the services.

The public is entitled to expect that the services offered and provided by an Architect’s office, including a branch or secondary office, are supervised, and controlled by an Architect.

Should there be fewer Architects in an architectural firm than it has offices, resulting in a branch office without a full-time Architect, particular care and diligence must be exercised to ensure compliance with this By-Law and the AANB may require that to be demonstrated.

(b) Proposals of service; agreements; assurances; certifications; official submissions to authorities having jurisdiction; and other representations on behalf of an architectural firm or certificate of practice holder must be made by an Architect.

(c) When authority having jurisdiction receives a formal presentation (e.g., to a design panel, public hearing, advisory commission or elected body) on an architectural matter, the presentation shall be made by (or under the attending, personal supervision of) an Architect.

The public is entitled to expect that formal representations on architectural matters be made by an Architect.

14.6.2

An Architect shall seal the Architect’s work in accordance with the requirements of the Architects Act of New Brunswick and the By-Laws and Council rulings.

(a) An Architect’s professional seal is to be applied only by the Architect and is to be used only on documents prepared by the Architect personally or by other persons under the Architect’s supervision, direction, and control.

Only a practicing Architect may apply that Architect’s professional seal and must do so, with signature and date, to letters of assurance, certificates, drawings, and specifications.

14.6.3

An Architect shall neither offer nor make any gifts, other than of nominal value (including, for example, reasonable entertainment and hospitality), with the intent of influencing the judgment of a prospective client in connection with a project in which the Architect is interested.

(a) An Architect must not offer or provide a bribe or “kickback” to any person.

While the By-Law refers specifically to prospective clients, the Architect is advised to exercise similar judgment with respect to existing clients or former clients as such action might be deemed to influence these persons for future project.

14.6.4

An Architect shall not engage in conduct involving fraud or wanton disregard of the rights of others.

14.6.5

An Architect shall conduct the Architect’s affairs in a professional manner and refrain from any act which would reflect unfavourably on the profession as a whole.

(a) An Architect’s conduct towards other Architects shall be characterized by courtesy and good faith.

(b) An Architect shall give due regard to the professional obligations of those from whom the Architect receives or to whom the Architect gives authority, responsibility, or employment, or of those with whom the Architect is professionally associated.

(c) An Architect shall give due regard for the interests of both those who commission and those who may be expected to use of be exposed to the product of the Architect’s services.

(d) An Architect who engages in any profession, business, or occupation concurrent with the practice of architecture must not allow such outside interests to jeopardize or come into conflict with the Architect’s professional integrity or obligations.

(e) Dishonourable conduct in the professional or private life of an Architect, which reflects adversely on the integrity of the profession, must be avoided.

14.6.6

An Architect shall not falsely or maliciously injure the professional reputation or business prospects of another Architect.

This By-Law does not prohibit Architects from making fair and honest comments on the work of other Architects. Such comment must be based on considered knowledge of the project or subject in question, representing and informed, legitimate point of view.

A listener is entitled to expect that an Architect providing comment must withstand scrutiny in order to be regarded as credible.

This By-Law does not prevent unsolicited statements or architectural criticism. This By-Law applies also to the provision of advice or services for which an architect is paid including those as an arbitrator or as a provider of “second” or “expert” opinion with respect to another architect’s project(s), documents, or services.

An architect should avoid imprudent gossip or generalized comments about another architect, another architect’s work or reputation, or type of project.

14.6.7

An Architect shall not supplant or attempt to supplant another Architect after the other Architect has been retained or definite steps have been taken toward the other Architect’s retention.

Subject to the terms of the Client/Architect Agreement (contract), a client is free at any time to dismiss the Architect, and this By-Law does not protect either mismatched clients or Architects. It protects the relationship between a client and an Architect from interruption by another Architect.

The Client/Architect relationship, particularly in its early stages, is delicate because mutual trust and understanding are formative and easily undermined. The profession values a good relationship between client and Architect because it is invariably cited as the basis of good architecture. Hence, when the client has made a choice, other Architects must cease their overtures.

(Note: This does not prevent an Architect from approaching a potential client who has a broader program of prospective work which is not yet allocated to another Architect).

14.6.8

An Architect may only accept a commission for a project when the services of any Architect previously retained for the project have been terminated.

An Architect, on being either approached or instructed to proceed with services for which the Architect knows or can ascertain by reasonable inquiry that another Architect is or has been engaged by the same client, shall notify the other Architect in writing of that fact.

This By-Law requires the termination but not necessarily the financial resolution of the predecessor Architect’s services prior to a successor Architect’s making a proposal or being interviewed for or accepting a commission.

The term “commission” refers to a scope of architectural services for a client with regard to a set of project parameters or building program.

(a) The foregoing notwithstanding, there are several necessary pre-conditions to a “successor” firm’s providing services which are based upon, and which continue and complete those initiated by its predecessor:

(i) there must have been no supplanting of the original firm by a successor firm;

(ii) the resignation or termination of the original firm must have been done in accordance with the terms of its Client-Architect agreement;

(iii) the original client must have paid for the services of the original firm;

(iv) in the case of property transfer to a new owner, there must have been legal acquisition by the new owner of the original architectural firm’s copyright and drawings (either directly from the original firm or from the original owner, that owner was legally entitled to sell them).

An Architect who has been replaced partway through a commission should not unreasonably withhold consent to a subsequent Architect’s referring to the replaced Architect’s work, or using the Architect’s design or instruments of service, in order to complete a commission.

The responsibility for notifying a previously engaged Architect lies with the new Architect and cannot be delegated to the client. Upon notifying the previous Architect in writing, the new Architect is under no obligation to delay acquiring the commission until the first Architect’s fee has been paid.

14.6.9

An Architect may only provide the same service for the same client on the same project as another Architect through the medium of an approved competition.

(a) The “same client” includes technically different clients, authorities or departments connected to or part of a broader client.

(b) Any attempt to circumvent the By-Laws by sequential engagement and disengagement of a series of Architects is considered a non-approved form of competition.

This By-Law prohibits unsanctioned competition but does permit fair review, analysis, or expert opinion services by a “second” Architect because either the client or the services will be different for each Architect.

14.6.10

This By-Law prohibits unsanctioned competition but does permit fair review, analysis, or expert opinion services by a “second” Architect because either the client or the services will be different for each Architect.

Public expressions, submission, or dialogue with respect to architectural issues, undertaken without compensation in the community interest and without having or seeking or anticipating a client, are permissible.

(a) Speculative services to lure or entice a client, or “loss leaders”, are not permitted.

(b) Prior to being retained, an Architect is not permitted to provide solutions, suggestions, ideas or evidence of same (in any format) which have value to the client or upon which the client might be expected to rely.

The foregoing applies not only to design, costing and technical matters but also to considerations of management, methodology and scheduling information beyond that which is required for the Architect to determent and submit a credible proposal for services and fees.

In making an expression of interest or proposal to a prospective client, an Architect may promote the Architect’s experience, capabilities, resources, and capacity to demonstrate to advantage the Architect’s suitability, including an understanding of that client’s needs and the project’s relevant issues.

(c) An Architect has a duty to communicate with a client and to keep a client reasonably informed.

An Architect must confirm the terms and conditions of engagement, in a written recommendation agreement with the client, executed prior to the Architect’s commencing work on any commission.

(d) An Architect who provides personal input to a public organization, occupies political office or is a board or committee member (on either a paid or voluntary basis) must not provide any form of architectural services to that organization in that capacity (but may do so in accordance with By-law 14.6.16).

14.6.11

An approved architectural competition is either a competition conducted according to the current “Canadian Rules for the Conduct of Architectural Competitions” or an alternate arrangement, specifically approved in writing by Council, that assures equitable treatment and equal and adequate remuneration to participating Architects.

(a) Prior to an Architect’s participation, an Architectural competition’s “approved” status must be confirmed with the AANB.

(b) An Architect invited to participate in a non-approval architectural competition must decline the invitation and advise the AANB of the competition.

14.6.12

An Architect’s conduct when participating in an approved competition must comply with the “Canadian Rules for the Conduct of Architectural Competitions” or as directed by Council.

14.6.13

An Architect shall not attempt to influence the awards of an approved competition, except as a jury member.

(a) Any actions which involve bribery, pressure or unusual contact with the competition authorities are prohibited.

Queries, communications, and clarifications of competition conditions may be made only as directed by the rules of the competition.

14.6.14

An Architect shall not attempt to obtain a commission to be awarded by an approved competition, except as an entrant.

14.6.15

An Architect receiving monies for services provided by others shall not use such monies for the Architect’s own purposes and shall distribute them promptly to those so qualified.

(a) This By-Law requires an Architect to fulfill the expectation that funds received by an Architect on behalf of others will be properly managed.

(b) Receiving monies for services provided by others would include fees or disbursements invoiced to a client for project-related services provided under contract to the Architect by sub-consultants and suppliers. This provision does not apply to employees of the Architect.

The monies received should be distributed or paid to others and not diverted for the Architect’s own purposes and therefore be inaccessible. Payment may be in full or on a prorata basis on the basis of the monies received. Payment shall be made “promptly as agreed” on the basis of good business practice, e.g., monthly or upon receipt of monies.

14.6.16

Except when providing pro bono services on a contingency basis, or as approved by Council, an Architect shall provide services and receive fees in substantial accord with the most current Schedule(s) of Fees for Professional Services.

Under this By-Law, except as otherwise approved by Council, there are three fundamental ways of determining professional fees for service, without diminishing the scope and standards of agreed services on a project:

(i) The RAIC’s “Guide to Determining Appropriate Fees for the Services of an Architect” and Schedule of Suggested Hourly Rates.

(ii) Pro Bono

(iii) Contingency

In all cases, architectural services may only be provided by Architects or architectural firms (or approved combination(s) thereof) which are the holders of Certificates of Practice.

(a) “Pro bono” or contingency-based architectural services may not be offered or provided for any project that is subject to the rules of an approved competition; for which an Architect already has been retained; or for which definite steps have been taken to retain an Architect.

(b) Services provided on “pro bono” or contingency basis shall be no less than if provided for the applicable fee in the Schedule, thereby ensuring that an appropriate level of professional service is received by the client.

(c) An Architect providing “pro bono” or contingency-based services must enter into a client/Architect agreement that clearly states the services and nature of compensation.

(i)

The RAIC’s “Guide to Determining Appropriate Fees for the Services of an Architect” and Schedule of Suggested Hourly Rates for Professional Services.

The AANB may publish and/or adopt and maintain a Schedule of Recommended Fees for Architectural Services, under separate cover. Architectural practice in New Brunswick is founded upon the requirement that an Architect must be retained and in receipt of the client’s instruction before providing service. It has been the profession’s long-standing policy that the minimum compensation for services should be as outlined in its published Fee Schedules. These fees have a long and tested tradition and have proven to be an equitable minimum that enables a proper level of basic services. Proper service is the critical issue. Inadequate fees are not an acceptable excuse for inadequate services.

(d) Fees not in “substantial accord” are those which are less than those recommended in the Guide, except when the services are described there under are correspondingly reduced.

(e) Proposals which are not in substantial accord with the Schedules contravene this, Clause.

The Fee Schedules are a general guideline of minimums. They are neither a list of medium fees for a price list. The Fee Schedules do not specify what the fee for a specific project must be. Rather, the Fee Schedules are a budgeting check that warns when minimums are breached, and that the real likelihood of inadequate services has been reached. The provision of inadequate services is contrary to the public interest and the fee schedules are one of many preventive measures employed by the profession to guard against inadequate services.

(ii)

Pro Bono

(f) “Pro Bono” services are rendered without fee for the public good, intended for an impecunious client who will suffer noticeably if architectural services do not intervene. A client who is a charitable, religious, or non-profit organization does not inherently qualify for the receipt of “Pro Bono” services. “Pro Bono” services are also intended to assist the conversation of a meritorious building for the benefit of the general public.

(g) “Pro Bono” services are services for no fee of any kind at any time. “Pro Bono” services are a gift. Nothing of worth, tangible or not, is to be expected or received in return by the Architect.

Disbursement incurred by such service may be invoiced and reimbursed.

(h) Architectural services are either “pro bono” or not and cannot be provided on a project on the basis that some are “pro bono” and some are not. Similarly, a single service cannot be appointed as partly “pro bono”.

“Pro bono” architectural services may include services from such others as professional engineers, etc. whose services may or may not be “pro bono” as agreed upon with the client.

(In the hands of the recipient, “pro bono” services might be deemed income, a taxable gift or otherwise taxable by tax authorities. Similarly, in hand of the giver, such services might be taxable. If so, an amount equal to the taxes could be regarded as a reimbursable disbursement. An Architect should obtain legal and accounting opinion in such matters).

Under this By-Law, it is not acceptable to provide service as a donation to be exchanged for a tax deduction. Donations are tax vehicles to implement at social policy wherein monies that would otherwise go to tax receivers are permitted to go to administrators of legally constituted worthy causes. Should an Architect or an architectural firm wish to make a donation, it must not be made as a means of reducing professional fees or obtaining a commission.

Even should the exchange of services for a tax donation be legal, it does not qualify as “pro bono”, but rather, is an alternate form of payment, albeit inadequate. Similarly, the fees that would otherwise be due for “pro bono” services are not to be viewed as un-invoiced “bad debts”. “Pro bono” services are also not negotiable. They cannot be exchanged for goods or services in the underground economy or for favours in an underworld economy, e.g., bribes or kickbacks.

(iii)

Contingency

(i) Services on a contingency basis may be provided to assist a client in the preliminary phases of project development where the risk of financial failure is high, much greater than that of success.

Bylaw 14.6.16 does not permit the provision of architectural services on a merely speculative basis.

Bylaw 14.6.16 recognizes the entrepreneurial value to society of services on a project which probably will not succeed financially. Contingency-based services are intended to assist a client who, against reasonable odds, proposes and pursues a development that the client believes will be financially successful. In such a project, an Architect’s advice must strongly discourage the client, who nonetheless takes the risk.

Success will normally result in increased value of profits for the project, in which the Architect will share as a result of the Architect’s efforts. The “contingency” portion of an Architectural service includes only the design phases, which involve a development permit or rezoning application.

(j) It is recommended that the fees for contingency-based services on projects which succeed financially will be no less than three times the fee as describe in the Guide to Conditions of Engagement and Payment of Fees for Architectural Services.

A contingency agreement shall define success for the project in a manner that readily permits the client and Architect to estimate the dollar amount of the Architect’s fees (for both the contingency and in their entirety) before the Architect’s services commence.